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Portfolio (Quarterly) Guide ↗

CWM, LLC

· CIK 0001535847
13F Portfolio $38.1B AUM 5,738 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 303 New 2977 Added 1606 Reduced 208 Exited
Page 224 of 284  ·  5,671 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
4461 FFAI FARADAY FUTURE INTLGT ELEC I Consumer Cyclical 67,604.0 $19K +67K +10000.0% $0.27 +9.9%
4462 KE KIMBALL ELECTRONICS INC Industrials 784.0 $19K -460.0 -37.0% $23.69 +8.0%
4463 CTLP CANTALOUPE INC Technology 1,712.0 $19K +1K +197.2% $10.81 +3.6%
4464 KMLM KRANESHARES TRUST 655.0 $18K -185.0 -22.0% $28.20 +2.4%
4465 ALTG ALTA EQUIPMENT GROUP INC Industrials 3,424.0 $18K +2K +168.6% $5.37 +10.1%
4466 SBFG SB FINL GROUP INC Financial Services 875.0 $18K -65.0 -6.9% $21.00 +6.2%
4467 NAVI NAVIENT CORPORATION Financial Services 2,246.0 $18K -1K -31.4% $8.18 +4.5%
4468 KREF KKR REAL ESTATE FIN TR INC Real Estate 2,993.0 $18K -7K -68.6% $6.12 +7.4%
4469 ITIC INVESTORS TITLE CO NC Financial Services 84.0 $18K $217.35 +11.5%
4470 CCIF CARLYLE CREDIT INCOME FUND Financial Services 5,676.0 $18K +5K +3018.7% $3.21 -0.3%
4471 FLRG FIDELITY COVINGTON TRUST 495.0 $18K $36.79 +11.6%
4472 KALV KALVISTA PHARMACEUTICALS INC Healthcare 901.0 $18K +242.0 +36.7% $20.13 +33.2%
4473 CLFD CLEARFIELD INC Technology 684.0 $18K +27.0 +4.1% $26.47 +77.7%
4474 CRVS CORVUS PHARMACEUTICALS INC Healthcare 1,237.0 $18K +1K +503.4% $14.63 -12.3%
4475 EMTL SSGA ACTIVE TR 424.0 $18K +101.0 +31.3% $42.58 +0.5%
4476 THEMES ETF TR 415.0 $18K NEW $43.44
4477 INSE INSPIRED ENTMT INC Consumer Cyclical 2,526.0 $18K +202.0 +8.7% $7.13 +2.7%
4478 NHS NEUBERGER HIGH YIELD ST FD I Financial Services 2,779.0 $18K -81.0 -2.8% $6.48 -2.3%
4479 PAWZ PROSHARES TR 350.0 $18K $51.34 -7.0%
4480 KF KOREA FD INC Financial Services 399.0 $18K $44.90 +61.0%
Page 224 of 284  ·  5,671 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 26.2%
Financial Services 18.8%
Healthcare 11.3%
Industrials 10.2%
Consumer Cyclical 9.5%
Communication Services 6.9%
Consumer Defensive 6.0%
Energy 4.5%
Utilities 3.0%
Basic Materials 1.9%