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Portfolio (Quarterly) Guide ↗

CWM, LLC

· CIK 0001535847
13F Portfolio $38.1B AUM 5,738 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 303 New 2977 Added 1606 Reduced 208 Exited
Page 221 of 284  ·  5,671 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
4401 LCF TOUCHSTONE ETF TRUST 520.0 $20K NEW $39.22 +12.2%
4402 DFCA DIMENSIONAL ETF TRUST 409.0 $20K +6.0 +1.5% $49.85 +0.1%
4403 BOAT TIDAL TRUST I 502.0 $20K $40.56 +3.5%
4404 FFC FLAHERTY & CRUMRIN PFD & INM Financial Services 1,314.0 $20K -8.0 -0.6% $15.48 +2.4%
4405 HYBB ISHARES TR 436.0 $20K -456.0 -51.1% $46.49 +0.6%
4406 SEIM SEI EXCHANGE TRADED FUNDS 445.0 $20K $45.55 +18.3%
4407 AEYE AUDIOEYE INC Technology 3,182.0 $20K +2K +128.1% $6.37 +18.1%
4408 JAMES HARDIE INDS PLC 1,069.0 $20K -640.0 -37.5% $18.93
4409 LQDA LIQUIDIA CORPORATION Healthcare 536.0 $20K +195.0 +57.2% $37.74 +59.2%
4410 AMRC AMERESCO INC Industrials 792.0 $20K $25.50 +39.3%
4411 MKTW MARKETWISE INC Technology 1,078.0 $20K +311.0 +40.5% $18.72 -8.0%
4412 STOK STOKE THERAPEUTICS INC Healthcare 619.0 $20K +54.0 +9.6% $32.56 -4.7%
4413 GO GROCERY OUTLET HLDG CORP Consumer Defensive 2,854.0 $20K -2K -37.5% $7.05 +12.3%
4414 NUSA NUSHARES ETF TR 863.0 $20K $23.30 -0.6%
4415 EATON VANCE TAX-ADVANTAGED G 754.0 $20K +119.0 +18.7% $26.65
4416 CVSB MORGAN STANLEY ETF TRUST 397.0 $20K $50.60 +0.3%
4417 CVLG COVENANT LOGISTICS GROUP INC Industrials 738.0 $20K +364.0 +97.3% $27.15 +43.1%
4418 FRAF FRANKLIN FINL SVCS CORP Financial Services 392.0 $20K +196.0 +100.0% $51.08 +12.1%
4419 GCI LIBERTY INC 537.0 $20K +150.0 +38.8% $37.21
4420 NMZ NUVEEN MUN HIGH INCOME OPPOR Financial Services 1,924.0 $20K $10.38 -2.0%
Page 221 of 284  ·  5,671 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 26.2%
Financial Services 18.8%
Healthcare 11.3%
Industrials 10.2%
Consumer Cyclical 9.5%
Communication Services 6.9%
Consumer Defensive 6.0%
Energy 4.5%
Utilities 3.0%
Basic Materials 1.9%