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Portfolio (Quarterly) Guide ↗

CWM, LLC

· CIK 0001535847
13F Portfolio $38.1B AUM 5,738 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 303 New 2977 Added 1606 Reduced 208 Exited
Page 219 of 284  ·  5,671 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
4361 STNC HENNESSY FDS TR 638.0 $22K $33.94 +8.6%
4362 BHC BAUSCH HEALTH COS INC Healthcare 4,000.0 $22K +2K +100.0% $5.40 +3.6%
4363 INNV INNOVAGE HLDG CORP Healthcare 2,690.0 $22K +718.0 +36.4% $8.02 -7.2%
4364 ABEV AMBEV SA Consumer Defensive 7,385.0 $22K -1K -12.8% $2.92 +12.3%
4365 DFE WISDOMTREE TR 300.0 $22K $71.73 +7.9%
4366 SEPN SEPTERNA INC Healthcare 894.0 $21K +6.0 +0.7% $24.03 +26.8%
4367 SMMT SUMMIT THERAPEUTICS INC Healthcare 1,131.0 $21K +836.0 +283.4% $18.96 -9.2%
4368 MSB MESABI TR Financial Services 682.0 $21K +5.0 +0.7% $31.43 -15.8%
4369 FLCO FRANKLIN TEMPLETON ETF TR 1,000.0 $21K +492.0 +96.8% $21.42 -0.0%
4370 XJR ISHARES TR 492.0 $21K $43.53 +14.1%
4371 BOOM DMC GLOBAL INC Energy 4,109.0 $21K +2K +154.6% $5.21 +34.4%
4372 FDD FIRST TR EXCHANGE-TRADED FD 1,197.0 $21K NEW $17.82 +11.2%
4373 JIII JANUS DETROIT STR TR 430.0 $21K +5.0 +1.2% $49.54 +0.8%
4374 BELFA BEL FUSE INC Technology 118.0 $21K +5.0 +4.4% $180.20 +37.7%
4375 ATNI ATN INTL INC Communication Services 779.0 $21K +111.0 +16.6% $27.22 +1.6%
4376 HTD HANCOCK JOHN TAX-ADVANTAGED Financial Services 855.0 $21K +355.0 +71.0% $24.78 +3.8%
4377 FTS FORTIS INC Utilities 379.0 $21K +8.0 +2.2% $55.79 +1.5%
4378 BLW BLACKROCK LTD DURATION INCOM Financial Services 1,677.0 $21K +2K +6111.1% $12.59 -0.8%
4379 DHC DIVERSIFIED HEALTHCARE TR Real Estate 3,172.0 $21K -3K -51.6% $6.64 +30.5%
4380 SETM SPROTT FDS TR 635.0 $21K +200.0 +46.0% $33.08 +7.9%
Page 219 of 284  ·  5,671 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 26.2%
Financial Services 18.8%
Healthcare 11.3%
Industrials 10.2%
Consumer Cyclical 9.5%
Communication Services 6.9%
Consumer Defensive 6.0%
Energy 4.5%
Utilities 3.0%
Basic Materials 1.9%