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Portfolio (Quarterly) Guide ↗

CWM, LLC

· CIK 0001535847
13F Portfolio $38.1B AUM 5,738 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 303 New 2977 Added 1606 Reduced 208 Exited
Page 201 of 284  ·  5,671 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
4001 FRTY THE ALGER ETF TRUST 1,949.0 $38K -326.0 -14.3% $19.48 +19.4%
4002 HSTM HEALTHSTREAM INC Healthcare 1,833.0 $38K +959.0 +109.7% $20.71 +20.2%
4003 FERROVIAL SE 583.0 $38K NEW $65.05
4004 MNKD MANNKIND CORP Healthcare 15,440.0 $38K -4K -21.9% $2.45 +47.3%
4005 ABX ABACUS GLOBAL MGMT INC Financial Services 4,796.0 $38K +163.0 +3.5% $7.88 +18.1%
4006 TIPT TIPTREE INC Financial Services 2,233.0 $38K -648.0 -22.5% $16.92 +2.6%
4007 SGHT SIGHT SCIENCES INC Healthcare 10,017.0 $38K +3K +40.6% $3.77 +32.8%
4008 EMEQ NOMURA ETF TR 837.0 $38K $45.10 +51.7%
4009 GS CALL GOLDMAN SACHS GROUP INC Financial Services 500.0 $38K NEW $75.05 +1237.9%
4010 REM ISHARES TR 1,748.0 $38K -110.0 -5.9% $21.47 +2.4%
4011 DORM DORMAN PRODS INC Consumer Cyclical 359.0 $37K -17.0 -4.5% $104.36 +18.2%
4012 GALAXY DIGITAL INC. 2,029.0 $37K -925.0 -31.3% $18.45
4013 SNPE DBX ETF TR 628.0 $37K $59.55 +15.2%
4014 GBDC GOLUB CAP BDC INC Financial Services 2,941.0 $37K -920.0 -23.8% $12.66 +3.5%
4015 MRBK MERIDIAN CORP Financial Services 1,953.0 $37K +388.0 +24.8% $18.96 -6.4%
4016 TMCI TREACE MED CONCEPTS INC Healthcare 27,592.0 $37K +27K +5310.2% $1.34 +123.5%
4017 FND FLOOR & DECOR HLDGS INC Consumer Cyclical 726.0 $37K +85.0 +13.3% $50.80 +0.8%
4018 DFP FLAHERTY & CRUMRINE DYNAMIC Financial Services 1,836.0 $37K $20.07 +2.8%
4019 DPRO DRAGANFLY INC. Industrials 7,500.0 $37K $4.91 +65.3%
4020 BEONE MEDICINES LTD 124.0 $37K -34.0 -21.5% $296.97
Page 201 of 284  ·  5,671 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 26.2%
Financial Services 18.8%
Healthcare 11.3%
Industrials 10.2%
Consumer Cyclical 9.5%
Communication Services 6.9%
Consumer Defensive 6.0%
Energy 4.5%
Utilities 3.0%
Basic Materials 1.9%