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Portfolio (Quarterly) Guide ↗

CWM, LLC

· CIK 0001535847
13F Portfolio $38.1B AUM 5,738 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 303 New 2977 Added 1606 Reduced 208 Exited
Page 187 of 284  ·  5,671 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
3721 BROOKFIELD BUSINESS CORP 1,791.0 $57K NEW $31.64
3722 GDX CALL VANECK ETF TRUST 4,000.0 $57K +2K +100.0% $14.15 +444.2%
3723 JBS N.V. 3,151.0 $57K +40.0 +1.3% $17.96
3724 HE HAWAIIAN ELEC INDS INC MTN B Utilities 3,813.0 $57K +603.0 +18.8% $14.84 -8.6%
3725 TECX TECTONIC THERAPEUTIC INC Healthcare 1,829.0 $57K +1K +292.5% $30.91 +3.5%
3726 BCRX BIOCRYST PHARMACEUTICALS INC Healthcare 5,931.0 $56K -2K -29.1% $9.52 +4.4%
3727 UGP ULTRAPAR PARTICIPACOES SA Energy 10,236.0 $56K $5.51 -10.0%
3728 ANAB ANAPTYSBIO INC Healthcare 1,015.0 $56K $55.46 +13.9%
3729 BRCB BLACK ROCK COFFEE BAR INC Consumer Defensive 4,354.0 $56K NEW $12.92 -37.1%
3730 SLS SELLAS LIFE SCIENCES GROUP I Healthcare 13,275.0 $56K +1K +12.7% $4.23 +192.9%
3731 SB SAFE BULKERS INC Industrials 8,860.0 $56K $6.33 +0.9%
3732 SOC SABLE OFFSHORE CORP Energy 3,386.0 $56K +3K +401.6% $16.52 -55.4%
3733 INBK FIRST INTERNET BANCORP Financial Services 2,744.0 $56K +2K +289.8% $20.38 +33.7%
3734 SPDV ETF SER SOLUTIONS 1,500.0 $56K NEW $37.23 +4.9%
3735 ILTB ISHARES TR 1,140.0 $56K $48.98 +1.3%
3736 EMO CLEARBRIDGE ENERGY MIDSTREAM Financial Services 1,057.0 $56K +1K +5185.0% $52.81 -6.1%
3737 CHI CALAMOS CONV OPPORTUNITIES & Financial Services 5,179.0 $56K +2K +42.3% $10.74 +20.9%
3738 SPH SUBURBAN PROPANE PARTNERS L Utilities 2,822.0 $56K +2K +124.0% $19.69 -11.7%
3739 KAI KADANT INC Industrials 190.0 $56K +103.0 +118.4% $292.35 +11.0%
3740 BBNX BETA BIONICS INC Healthcare 5,514.0 $55K +2K +60.8% $10.02 +67.9%
Page 187 of 284  ·  5,671 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 26.2%
Financial Services 18.8%
Healthcare 11.3%
Industrials 10.2%
Consumer Cyclical 9.5%
Communication Services 6.9%
Consumer Defensive 6.0%
Energy 4.5%
Utilities 3.0%
Basic Materials 1.9%