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Portfolio (Quarterly) Guide ↗

CWM, LLC

· CIK 0001535847
13F Portfolio $38.1B AUM 5,738 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 303 New 2977 Added 1606 Reduced 208 Exited
Page 184 of 284  ·  5,671 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
3661 TCAI TORTOISE CAPITAL SERIES TRUS 1,756.0 $61K $34.64 +55.5%
3662 PENG PENGUIN SOLUTIONS INC Technology 3,453.0 $61K -212.0 -5.8% $17.60 +253.9%
3663 AKR ACADIA RLTY TR Real Estate 3,176.0 $61K +240.0 +8.2% $19.12 +14.4%
3664 BCH BANCO DE CHILE Financial Services 1,637.0 $61K -109.0 -6.2% $37.05 +5.0%
3665 QARP DBX ETF TR 1,028.0 $61K NEW $58.99 +8.9%
3666 BKKT BAKKT INC Technology 8,235.0 $61K NEW $7.36 +14.7%
3667 JBI JANUS INTERNATIONAL GROUP IN Industrials 11,762.0 $61K +9K +344.7% $5.15 +6.4%
3668 FCPI FIDELITY COVINGTON TRUST 1,230.0 $60K +173.0 +16.4% $49.15 +9.7%
3669 PAL PROFICIENT AUTO LOGISTICS IN Industrials 8,900.0 $60K +7K +522.8% $6.78 +6.0%
3670 OBT ORANGE CNTY BANCORP INC Financial Services 1,883.0 $60K +384.0 +25.6% $31.98 +15.5%
3671 GLRE GREENLIGHT CAP RE LTD Financial Services 3,476.0 $60K +633.0 +22.3% $17.29 -3.2%
3672 MCS MARCUS CORP DEL Communication Services 3,500.0 $60K -441.0 -11.2% $17.17 +45.0%
3673 CALX CALIX INC Technology 1,226.0 $60K -44.0 -3.5% $48.99 -27.4%
3674 TYRA TYRA BIOSCIENCES INC Healthcare 1,566.0 $60K +20.0 +1.3% $38.30 -16.8%
3675 MUSI AMERICAN CENTY ETF TR 1,367.0 $60K $43.74 +0.2%
3676 OR OR ROYALTIES INC. Basic Materials 1,572.0 $60K +1K +598.7% $38.02 -15.2%
3677 WING WINGSTOP INC Consumer Cyclical 386.0 $60K -180.0 -31.8% $154.82 +7.7%
3678 ANIP ANI PHARMACEUTICALS INC Healthcare 777.0 $60K $76.90 +9.9%
3679 BHB BAR HBR BANKSHARES Financial Services 1,838.0 $60K +60.0 +3.4% $32.45 +20.4%
3680 PZT INVESCO EXCH TRADED FD TR II 2,700.0 $60K NEW $22.07 +2.4%
Page 184 of 284  ·  5,671 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 26.2%
Financial Services 18.8%
Healthcare 11.3%
Industrials 10.2%
Consumer Cyclical 9.5%
Communication Services 6.9%
Consumer Defensive 6.0%
Energy 4.5%
Utilities 3.0%
Basic Materials 1.9%