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Portfolio (Quarterly) Guide ↗

CWM, LLC

· CIK 0001535847
13F Portfolio $38.1B AUM 5,738 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 303 New 2977 Added 1606 Reduced 208 Exited
Page 177 of 284  ·  5,671 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
3521 TRUST FOR PROFESSIONAL MANAG 2,844.0 $72K $25.32
3522 PRCH PORCH GROUP INC Technology 10,040.0 $72K +305.0 +3.1% $7.17 +93.7%
3523 ARCT ARCTURUS THERAPEUTICS HLDGS Healthcare 9,324.0 $72K +9K +3936.4% $7.72 -10.9%
3524 CFO VICTORY PORTFOLIOS II 970.0 $72K +130.0 +15.5% $74.15 +7.7%
3525 ITUB ITAU UNIBANCO HLDG S A Financial Services 8,582.0 $72K -178.0 -2.0% $8.38 -1.8%
3526 INNOVATOR ETFS TRUST 2,653.0 $72K $27.10
3527 PJFG PGIM ETF TR 738.0 $72K -3K -79.7% $97.38 +15.3%
3528 PDFS PDF SOLUTIONS INC Technology 2,197.0 $72K +38.0 +1.8% $32.71 +92.6%
3529 EAPR INNOVATOR ETFS TRUST 2,405.0 $72K $29.88 +9.1%
3530 GAB GABELLI EQUITY TR INC Financial Services 12,821.0 $72K -5K -27.4% $5.60 +0.4%
3531 ESRT EMPIRE ST RLTY TR INC Real Estate 13,780.0 $72K +7K +110.4% $5.20 +3.3%
3532 EMHC SPDR SERIES TRUST 2,887.0 $72K +243.0 +9.2% $24.80 +2.5%
3533 SCMB SCHWAB STRATEGIC TR 2,807.0 $72K +608.0 +27.6% $25.48 +1.2%
3534 DIVB ISHARES TR 1,323.0 $71K $53.95 +15.3%
3535 CNMD CONMED CORP Healthcare 2,014.0 $71K +436.0 +27.6% $35.36 +1.7%
3536 GSEP FIRST TR EXCHNG TRADED FD VI 1,865.0 $71K -898.0 -32.5% $38.11 +6.5%
3537 PACB PACIFIC BIOSCIENCES CALIF IN Healthcare 53,794.0 $71K +48K +767.2% $1.32 +25.0%
3538 BZH BEAZER HOMES USA INC Consumer Cyclical 3,682.0 $71K -735.0 -16.6% $19.24 +51.8%
3539 AMPX AMPRIUS TECHNOLOGIES INC Industrials 4,186.0 $71K -311.0 -6.9% $16.86 -23.4%
3540 MMIT NEW YORK LIFE INVTS ACTIVE E 2,923.0 $70K +2K +177.6% $24.11 +1.3%
Page 177 of 284  ·  5,671 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 26.2%
Financial Services 18.8%
Healthcare 11.3%
Industrials 10.2%
Consumer Cyclical 9.5%
Communication Services 6.9%
Consumer Defensive 6.0%
Energy 4.5%
Utilities 3.0%
Basic Materials 1.9%