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Portfolio (Quarterly) Guide ↗

CWM, LLC

· CIK 0001535847
13F Portfolio $38.1B AUM 5,738 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 303 New 2977 Added 1606 Reduced 208 Exited
Page 166 of 284  ·  5,671 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
3301 AVTR AVANTOR INC Healthcare 12,387.0 $97K -3K -21.0% $7.84 +30.9%
3302 CCBG CAPITAL CITY BANK Financial Services 2,234.0 $97K -183.0 -7.6% $43.46 +12.4%
3303 SEZL SEZZLE INC Financial Services 1,534.0 $97K +100.0 +7.0% $63.29 +162.1%
3304 EWL ISHARES INC 1,645.0 $97K -127.0 -7.2% $58.81 +6.6%
3305 RHP RYMAN HOSPITALITY PPTYS INC Real Estate 1,043.0 $96K +188.0 +22.0% $92.31 +41.5%
3306 OPTU OPTIMUM COMMUNICATIONS INC Communication Services 73,996.0 $96K +45K +154.0% $1.30 +26.5%
3307 QIAGEN NV 2,397.0 $96K NEW $40.04
3308 TRS TRIMAS CORP Consumer Cyclical 2,670.0 $96K +168.0 +6.7% $35.94 +22.3%
3309 SYFI AB ACTIVE ETFS INC 2,700.0 $96K -4K -59.8% $35.52 +0.6%
3310 BWB BRIDGEWATER BANCSHARES INC Financial Services 5,398.0 $96K $17.70 +16.3%
3311 SFL SFL CORPORATION LTD Industrials 8,847.0 $95K +450.0 +5.4% $10.79 -2.0%
3312 MANAGED PORTFOLIO SERIES 3,860.0 $95K +398.0 +11.5% $24.68
3313 KROS KEROS THERAPEUTICS INC Healthcare 8,618.0 $95K +5K +124.9% $11.04 -5.1%
3314 AMCX AMC NETWORKS INC Communication Services 14,010.0 $95K +2K +18.1% $6.79 +46.8%
3315 ATLC ATLANTICUS HOLDINGS CORP Financial Services 1,811.0 $95K +134.0 +8.0% $52.47 +111.4%
3316 REPL REPLIMUNE GROUP INC Healthcare 12,409.0 $95K +8K +206.6% $7.65 +41.6%
3317 TNXP TONIX PHARMACEUTICALS HLDG C Healthcare 6,902.0 $95K +7K +3080.7% $13.75 -13.0%
3318 WNC WABASH NATL CORP Industrials 11,005.0 $95K +5K +80.4% $8.62 +63.7%
3319 HLX HELIX ENERGY SOLUTIONS GRP I Energy 9,590.0 $95K -1K -11.5% $9.89 -12.2%
3320 CDZI CADIZ INC Utilities 19,303.0 $95K +18K +1220.3% $4.91 -27.2%
Page 166 of 284  ·  5,671 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 26.2%
Financial Services 18.8%
Healthcare 11.3%
Industrials 10.2%
Consumer Cyclical 9.5%
Communication Services 6.9%
Consumer Defensive 6.0%
Energy 4.5%
Utilities 3.0%
Basic Materials 1.9%