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Portfolio (Quarterly) Guide ↗

CWM, LLC

· CIK 0001535847
13F Portfolio $38.1B AUM 5,738 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 303 New 2977 Added 1606 Reduced 208 Exited
Page 161 of 284  ·  5,671 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
3201 NPK INTERNATIONAL INC 7,412.0 $107K +2K +50.7% $14.49
3202 AB ALLIANCEBERNSTEIN HLDG L P Financial Services 2,862.0 $107K +62.0 +2.2% $37.44 -5.2%
3203 APPS DIGITAL TURBINE INC Technology 37,185.0 $107K -5K -11.6% $2.88 +250.0%
3204 PFFV GLOBAL X FDS 4,904.0 $107K $21.83 +0.9%
3205 IVES WEDBUSH SER TR 3,773.0 $107K +443.0 +13.3% $28.37 +26.6%
3206 MBIN MERCHANTS BANCORP IND Financial Services 2,493.0 $107K +696.0 +38.7% $42.91 +16.5%
3207 UA UNDER ARMOUR INC Consumer Cyclical 18,433.0 $107K +7K +57.8% $5.79 -0.4%
3208 AVXL ANAVEX LIFE SCIENCES CORP Healthcare 34,760.0 $107K +33K +2363.5% $3.07 -19.2%
3209 HAIL SPDR SERIES TRUST 3,284.0 $107K -68.0 -2.0% $32.47 +16.8%
3210 EWY ISHARES INC 866.0 $107K -13.0 -1.5% $123.05 +66.5%
3211 JHSC JOHN HANCOCK EXCHANGE TRADED 2,483.0 $106K $42.89 +13.1%
3212 FDBC FIDELITY D & D BANCORP INC Financial Services 2,458.0 $106K +204.0 +9.1% $43.28 +17.4%
3213 XEMD BONDBLOXX ETF TRUST 2,416.0 $106K +2K +191.1% $43.95 +2.1%
3214 SYRE SPYRE THERAPEUTICS INC Healthcare 2,105.0 $106K +135.0 +6.8% $50.44 +73.6%
3215 SFST SOUTHERN FIRST BANCSHARES Financial Services 1,948.0 $106K +53.0 +2.8% $54.50 +9.9%
3216 FRST PRIMIS FINANCIAL CORP Financial Services 7,985.0 $106K +393.0 +5.2% $13.28 +18.7%
3217 DFTX DEFINIUM THERAPEUTICS INC Healthcare 5,600.0 $106K NEW $18.90 +140.0%
3218 ENVIRI CORP 5,385.0 $106K +237.0 +4.6% $19.62
3219 SNEX STONEX GROUP INC Financial Services 1,310.0 $106K +459.0 +53.9% $80.65 +71.7%
3220 SENEA SENECA FOODS CORP NEW Consumer Defensive 698.0 $105K +241.0 +52.7% $151.12 +11.6%
Page 161 of 284  ·  5,671 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 26.2%
Financial Services 18.8%
Healthcare 11.3%
Industrials 10.2%
Consumer Cyclical 9.5%
Communication Services 6.9%
Consumer Defensive 6.0%
Energy 4.5%
Utilities 3.0%
Basic Materials 1.9%