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Portfolio (Quarterly) Guide ↗

CWM, LLC

· CIK 0001535847
13F Portfolio $38.1B AUM 5,738 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 303 New 2977 Added 1606 Reduced 208 Exited
Page 153 of 284  ·  5,671 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
3041 RBB RBB BANCORP Financial Services 6,210.0 $133K +144.0 +2.4% $21.37 +24.5%
3042 GINN GOLDMAN SACHS ETF TR 1,936.0 $132K $68.30 +12.4%
3043 GXO GXO LOGISTICS INCORPORATED Industrials 2,548.0 $132K +198.0 +8.4% $51.85 -3.6%
3044 CHY CALAMOS CONV & HIGH INCOME F Financial Services 12,102.0 $132K +2K +15.7% $10.89 +21.8%
3045 AVSD AMERICAN CENTY ETF TR 1,787.0 $132K $73.65 +7.1%
3046 AIA ISHARES TR 1,239.0 $132K $106.15 +31.8%
3047 KOD KODIAK SCIENCES INC Healthcare 3,449.0 $131K +314.0 +10.0% $38.12 -5.6%
3048 EWX SPDR INDEX SHS FDS 1,987.0 $131K -341.0 -14.7% $66.11 +11.6%
3049 LILAK LIBERTY LATIN AMERICA LTD Communication Services 14,887.0 $131K +1K +7.9% $8.82 -25.7%
3050 SLP SIMULATIONS PLUS INC Healthcare 11,090.0 $131K +6K +102.4% $11.82 +53.7%
3051 DPG DUFF & PHELPS UTLITY AND INF Financial Services 9,077.0 $131K -3K -27.7% $14.44 +0.4%
3052 HNRG HALLADOR ENERGY COMPANY Energy 8,042.0 $131K +54.0 +0.7% $16.28 +8.7%
3053 MWA MUELLER WTR PRODS INC Industrials 4,747.0 $130K +1K +38.4% $27.49 -4.6%
3054 NRC NATIONAL RESH CORP Healthcare 7,682.0 $130K -1K -16.1% $16.98 +21.9%
3055 MSEX MIDDLESEX WTR CO Utilities 2,504.0 $130K +273.0 +12.2% $52.05 +3.8%
3056 DB DEUTSCHE BK AG Financial Services 4,368.0 $130K -136.0 -3.0% $29.78 +14.2%
3057 HELO J P MORGAN EXCHANGE TRADED F 2,031.0 $130K +2K +581.5% $63.92 +5.1%
3058 LIBERTY LIVE HOLDINGS INC 1,378.0 $130K +244.0 +21.5% $94.11
3059 IAUI NEOS ETF TRUST 2,280.0 $130K +409.0 +21.9% $56.87 -15.5%
3060 QUBT QUANTUM COMPUTING INC Technology 18,916.0 $130K +4K +28.9% $6.85 +41.6%
Page 153 of 284  ·  5,671 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 26.2%
Financial Services 18.8%
Healthcare 11.3%
Industrials 10.2%
Consumer Cyclical 9.5%
Communication Services 6.9%
Consumer Defensive 6.0%
Energy 4.5%
Utilities 3.0%
Basic Materials 1.9%