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Portfolio (Quarterly) Guide ↗

CWM, LLC

· CIK 0001535847
13F Portfolio $38.1B AUM 5,738 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 303 New 2977 Added 1606 Reduced 208 Exited
Page 147 of 284  ·  5,671 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
2921 FLOC FLOWCO HLDGS INC Energy 7,711.0 $159K +359.0 +4.9% $20.60 +7.1%
2922 RIV RIVERNORTH OPPORTUNITIES FD Financial Services 14,277.0 $158K +14K +2191.7% $11.10 +3.9%
2923 ALC ALCON AG Healthcare 2,103.0 $158K +78.0 +3.9% $75.35 -9.5%
2924 RXST RXSIGHT INC Healthcare 25,684.0 $158K +22K +571.3% $6.16 -13.4%
2925 PHK PIMCO HIGH INCOME FD Financial Services 34,162.0 $158K NEW $4.63 -1.6%
2926 CASS CASS INFORMATION SYS INC Industrials 3,592.0 $158K +1K +64.0% $44.02 +14.8%
2927 PAGP PLAINS GP HLDGS L P Energy 6,497.0 $158K -2K -19.9% $24.28 -2.7%
2928 CVE CENOVUS ENERGY INC Energy 5,936.0 $157K +510.0 +9.4% $26.53 -6.6%
2929 SLI STANDARD LITHIUM LTD Basic Materials 46,137.0 $157K +43K +1370.7% $3.41 -8.9%
2930 ZIP ZIPRECRUITER INC Industrials 85,279.0 $157K +55K +181.6% $1.84 +73.6%
2931 INDV INDIVIOR PHARMACEUTICALS INC Healthcare 5,145.0 $157K NEW $30.48 +33.1%
2932 PBR PETROLEO BRASILEIRO S A Energy 7,521.0 $156K -2K -18.4% $20.75 -20.7%
2933 LAND GLADSTONE LD CORP Real Estate 15,284.0 $156K +4K +37.3% $10.20 -14.1%
2934 TCBK TRICO BANCSHARES Financial Services 3,276.0 $156K +470.0 +16.8% $47.54 +11.7%
2935 OFG OFG BANCORP Financial Services 3,844.0 $156K +2K +74.1% $40.46 +20.0%
2936 CIM CHIMERA INVT CORP Real Estate 12,387.0 $155K -6K -31.5% $12.55 +7.3%
2937 CWCO CONSOLIDATED WATER CO INC Utilities 4,692.0 $155K +3K +114.3% $33.12 -10.5%
2938 PRDO PERDOCEO ED CORP Consumer Defensive 4,173.0 $155K +2K +71.0% $37.21 -10.9%
2939 RSPN INVESCO EXCHANGE TRADED FD T 2,696.0 $155K -522.0 -16.2% $57.58 +9.0%
2940 DFIN DONNELLEY FINL SOLUTIONS INC Financial Services 3,289.0 $155K +3K +364.6% $47.14 -13.0%
Page 147 of 284  ·  5,671 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 26.2%
Financial Services 18.8%
Healthcare 11.3%
Industrials 10.2%
Consumer Cyclical 9.5%
Communication Services 6.9%
Consumer Defensive 6.0%
Energy 4.5%
Utilities 3.0%
Basic Materials 1.9%