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Portfolio (Quarterly) Guide ↗

CWM, LLC

· CIK 0001535847
13F Portfolio $38.1B AUM 5,738 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 303 New 2977 Added 1606 Reduced 208 Exited
Page 141 of 284  ·  5,671 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
2801 BBIN J P MORGAN EXCHANGE TRADED F 2,524.0 $185K -154K -98.4% $73.12 +5.2%
2802 MSA MSA SAFETY INC Industrials 1,124.0 $184K +159.0 +16.5% $163.95 -0.8%
2803 AAOI APPLIED OPTOELECTRONICS INC Technology 2,174.0 $184K $84.59 +74.3%
2804 HOPE HOPE BANCORP INC Financial Services 16,459.0 $184K +1K +6.9% $11.17 +18.3%
2805 VOX VANGUARD WORLD FD 1,022.0 $184K -181.0 -15.1% $179.84 +1.7%
2806 PGEN PRECIGEN INC Healthcare 47,400.0 $183K +2K +3.3% $3.87 +38.5%
2807 SMB VANECK ETF TRUST 10,581.0 $183K $17.30 +0.3%
2808 SCHWAB STRATEGIC TR 7,157.0 $183K +597.0 +9.1% $25.55
2809 RVTY REVVITY INC Healthcare 2,087.0 $183K +355.0 +20.5% $87.59 +14.1%
2810 ACVA ACV AUCTIONS INC Consumer Cyclical 42,938.0 $182K +15K +51.3% $4.24 +50.9%
2811 RXI ISHARES TR 976.0 $182K $186.45 +2.1%
2812 COMMERCE.COM INC 68,025.0 $182K +29K +76.1% $2.67
2813 SKM SK TELECOM CO LTD Communication Services 6,184.0 $181K +529.0 +9.3% $29.29 +14.2%
2814 VECO VEECO INSTRS INC DEL Technology 5,344.0 $181K +276.0 +5.5% $33.86 +128.8%
2815 CPS COOPER-STANDARD HOLDINGS INC Consumer Cyclical 6,486.0 $181K +1K +23.6% $27.87 +3.4%
2816 GAUG FIRST TR EXCHNG TRADED FD VI 4,669.0 $181K -855.0 -15.5% $38.71 +6.3%
2817 PIPR PIPER SANDLER COMPANIES Financial Services 2,358.0 $181K NEW $76.55 +4.6%
2818 VALE VALE S A Basic Materials 11,315.0 $180K +8K +254.7% $15.91 -1.3%
2819 TTAN SERVICETITAN INC Technology 2,829.0 $180K +3K +1690.5% $63.46 +1.2%
2820 GDRX GOODRX HLDGS INC Healthcare 91,554.0 $179K +68K +292.9% $1.96 +36.2%
Page 141 of 284  ·  5,671 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 26.2%
Financial Services 18.8%
Healthcare 11.3%
Industrials 10.2%
Consumer Cyclical 9.5%
Communication Services 6.9%
Consumer Defensive 6.0%
Energy 4.5%
Utilities 3.0%
Basic Materials 1.9%