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Portfolio (Quarterly) Guide ↗

CWM, LLC

· CIK 0001535847
13F Portfolio $38.1B AUM 5,738 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 303 New 2977 Added 1606 Reduced 208 Exited
Page 140 of 284  ·  5,671 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
2781 FTCB FIRST TR EXCHANGE-TRADED FD 9,048.0 $190K $20.96 -0.4%
2782 RVT ROYCE SMALL CAP TRUST INC Financial Services 11,419.0 $190K +10K +576.5% $16.60 +7.8%
2783 DRLL EA SERIES TRUST 4,799.0 $189K -55.0 -1.1% $39.48 -12.7%
2784 EOI EATON VANCE ENHANCED EQUITY Financial Services 10,048.0 $189K +61.0 +0.6% $18.78 +1.8%
2785 IMO IMPERIAL OIL LTD Energy 1,442.0 $189K -925.0 -39.1% $130.83 -12.4%
2786 NATWEST GROUP PLC 12,650.0 $188K +3K +27.5% $14.90
2787 BMI BADGER METER INC Technology 1,236.0 $188K +104.0 +9.2% $152.38 -16.1%
2788 WH WYNDHAM HOTELS & RESORTS INC Consumer Cyclical 2,314.0 $188K +572.0 +32.8% $81.23 +1.0%
2789 ASTS AST SPACEMOBILE INC Technology 2,268.0 $188K +997.0 +78.4% $82.87 -12.1%
2790 SWBI SMITH & WESSON BRANDS INC Industrials 13,101.0 $188K +7K +133.7% $14.33 +16.3%
2791 UPBOUND GROUP INC 10,396.0 $188K -1K -11.3% $18.05
2792 NAGE NIAGEN BIOSCIENCE INC Healthcare 42,219.0 $186K +34K +394.6% $4.41 -23.4%
2793 VLRS CONTROLADORA VUELA COMP DE A Industrials 25,691.0 $186K NEW $7.24 +25.4%
2794 GEN GEN DIGITAL INC Technology 9,874.0 $186K +1K +12.1% $18.83 +23.5%
2795 CLEARWAY ENERGY INC 4,741.0 $186K +178.0 +3.9% $39.17
2796 ASC ARDMORE SHIPPING CORP Industrials 12,173.0 $186K -1K -8.8% $15.25 +17.3%
2797 VIAV VIAVI SOLUTIONS INC Technology 5,562.0 $185K +99.0 +1.8% $33.28 +59.1%
2798 CIVB CIVISTA BANCSHARES INC Financial Services 8,121.0 $185K -128.0 -1.6% $22.79 +20.3%
2799 VEON LTD 3,997.0 $185K -160.0 -3.9% $46.30
2800 WDS WOODSIDE ENERGY GROUP LTD Energy 7,738.0 $185K +3K +77.0% $23.88 -15.2%
Page 140 of 284  ·  5,671 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 26.2%
Financial Services 18.8%
Healthcare 11.3%
Industrials 10.2%
Consumer Cyclical 9.5%
Communication Services 6.9%
Consumer Defensive 6.0%
Energy 4.5%
Utilities 3.0%
Basic Materials 1.9%