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Portfolio (Quarterly) Guide ↗

CWM, LLC

· CIK 0001535847
13F Portfolio $38.1B AUM 5,738 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 303 New 2977 Added 1606 Reduced 208 Exited
Page 75 of 81  ·  1,606 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1481 GEOS GEOSPACE TECHNOLOGIES CORP Energy 190.0 $2K -14.0 -6.9% $12.20 -31.9%
1482 ANRO ALTO NEUROSCIENCE INC Healthcare 102.0 $2K -52.0 -33.8% $22.48 -7.6%
1483 PXE INVESCO EXCHANGE TRADED FD T 57.0 $2K -15.0 -20.8% $39.19 -3.2%
1484 STEM INC 246.0 $2K -93.0 -27.4% $8.84
1485 RLTY COHEN & STEERS REAL ESTATE O Financial Services 148.0 $2K -3K -94.4% $14.54 +8.0%
1486 REKR REKOR SYSTEMS INC Technology 2,623.0 $2K -140.0 -5.1% $0.82 -9.8%
1487 ISHARES TR 75.0 $2K -769.0 -91.1% $28.16
1488 KYTX KYVERNA THERAPEUTICS INC Healthcare 237.0 $2K -26.0 -9.9% $8.63 +0.8%
1489 CRMD CORMEDIX INC Healthcare 297.0 $2K -1K -78.6% $6.79 +15.1%
1490 TMFX RBB FD INC 99.0 $2K -19.0 -16.1% $19.97 +7.8%
1491 OPY OPPENHEIMER HLDGS INC Financial Services 22.0 $2K -2.0 -8.3% $89.18 +4.0%
1492 PRLD PRELUDE THERAPEUTICS INC Healthcare 573.0 $2K -119.0 -17.2% $3.42 +24.8%
1493 GPMT GRANITE PT MTG TR INC Real Estate 1,332.0 $2K -892.0 -40.1% $1.45 -8.3%
1494 HOFT HOOKER FURNISHINGS CORPORATI Consumer Cyclical 149.0 $2K -18.0 -10.8% $12.88 -1.4%
1495 GREAT LAKES DREDGE & DOCK CO 106.0 $2K -7K -98.5% $17.00
1496 ACRES COMMERCIAL REALTY CORP 91.0 $2K -2.0 -2.1% $19.32
1497 NMFC NEW MTN FIN CORP Financial Services 225.0 $2K -590.0 -72.4% $7.76 +2.4%
1498 SOLENO THERAPEUTICS INC 52.0 $2K -349.0 -87.0% $33.48
1499 STRS STRATUS PPTYS INC Real Estate 56.0 $2K -4.0 -6.7% $30.52 -5.0%
1500 BWX SPDR SERIES TRUST 77.0 $2K -44.0 -36.4% $21.95 +0.0%
Page 75 of 81  ·  1,606 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 26.2%
Financial Services 18.8%
Healthcare 11.3%
Industrials 10.2%
Consumer Cyclical 9.5%
Communication Services 6.9%
Consumer Defensive 6.0%
Energy 4.5%
Utilities 3.0%
Basic Materials 1.9%