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Portfolio (Quarterly) Guide ↗

CWM, LLC

· CIK 0001535847
13F Portfolio $38.1B AUM 5,738 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 303 New 2977 Added 1606 Reduced 208 Exited
Page 73 of 81  ·  1,606 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1441 BRBS BLUE RIDGE BANKSHARES INC VA Financial Services 1,312.0 $6K -312.0 -19.2% $4.20 -21.7%
1442 BAYTEX ENERGY CORP 1,220.0 $5K -362.0 -22.9% $4.47
1443 BYRN BYRNA TECHNOLOGIES INC Industrials 593.0 $5K -258.0 -30.3% $9.18 -41.9%
1444 ZLAB ZAI LAB LTD Healthcare 289.0 $5K -690.0 -70.5% $18.81 -2.3%
1445 CRNX CRINETICS PHARMACEUTICALS IN Healthcare 147.0 $5K -26.0 -15.0% $36.32 -3.8%
1446 ZTR VIRTUS TOTAL RETURN FD INC Financial Services 794.0 $5K -7K -89.5% $6.62 +1.5%
1447 SUZ SUZANO S A Basic Materials 512.0 $5K -224.0 -30.4% $10.01 -18.7%
1448 CLOZ SERIES PORTFOLIOS TR 197.0 $5K -149.0 -43.1% $25.65 +3.2%
1449 JMTG J P MORGAN EXCHANGE TRADED F 87.0 $4K -485.0 -84.8% $51.24 -1.7%
1450 ECBK ECB BANCORP INC Financial Services 265.0 $4K -17.0 -6.0% $16.73 +8.1%
1451 SEI EXCHANGE TRADED FUNDS 135.0 $4K -205.0 -60.3% $32.75
1452 BROOKFIELD WEALTH SOL LTD 106.0 $4K -1.0 -0.9% $41.40
1453 NPCT NUVEEN CORE PLUS IMPACT FUND Financial Services 423.0 $4K -25.0 -5.6% $10.19 -2.4%
1454 BOC BOSTON OMAHA CORP Communication Services 362.0 $4K -721.0 -66.6% $11.68 +5.2%
1455 SSO PROSHARES TR 80.0 $4K -396K -100.0% $51.88 +28.8%
1456 SEI EXCHANGE TRADED FUNDS 149.0 $4K -195.0 -56.7% $27.62
1457 WPP WPP PLC NEW Communication Services 260.0 $4K -126.0 -32.6% $15.57 +18.0%
1458 MNSO MINISO GROUP HLDG LTD Consumer Cyclical 248.0 $4K -15.0 -5.7% $16.20 -12.9%
1459 RSPR INVESCO EXCHANGE TRADED FD T 119.0 $4K -47.0 -28.3% $33.18 +8.8%
1460 SH PROSHARES TR 104.0 $4K -358.0 -77.5% $37.93 -11.7%
Page 73 of 81  ·  1,606 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 26.2%
Financial Services 18.8%
Healthcare 11.3%
Industrials 10.2%
Consumer Cyclical 9.5%
Communication Services 6.9%
Consumer Defensive 6.0%
Energy 4.5%
Utilities 3.0%
Basic Materials 1.9%