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Portfolio (Quarterly) Guide ↗

CWM, LLC

· CIK 0001535847
13F Portfolio $38.1B AUM 5,738 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 303 New 2977 Added 1606 Reduced 208 Exited
Page 71 of 81  ·  1,606 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1401 TU TELUS CORPORATION Communication Services 720.0 $9K -91.0 -11.2% $12.83 -3.2%
1402 FLTR VANECK ETF TRUST 362.0 $9K -588.0 -61.9% $25.48 +0.3%
1403 OPAL OPAL FUELS INC Utilities 3,659.0 $9K -1K -25.5% $2.52 -20.2%
1404 ICLR ICON PLC Healthcare 83.0 $9K -104.0 -55.6% $110.66 +5.3%
1405 CZFS CITIZENS FINL SVCS INC Financial Services 150.0 $9K -6.0 -3.9% $61.15 +5.9%
1406 UTES ETFIS SER TR I 114.0 $9K -436.0 -79.3% $79.90 +0.4%
1407 GEV PUT GE VERNOVA INC Utilities 200.0 $9K -100.0 -33.3% $45.48 +2195.1%
1408 SHYL DBX ETF TR 200.0 $9K -9K -97.7% $44.39 +0.0%
1409 QEMM SPDR INDEX SHS FDS 128.0 $9K -19.0 -12.9% $69.33 +14.0%
1410 ACLX ARCELLX INC Healthcare 77.0 $9K -124.0 -61.7% $114.82 +0.2%
1411 IEO ISHARES TR 70.0 $9K -18.0 -20.4% $124.90 -5.4%
1412 SMRT SMARTRENT INC Technology 5,744.0 $9K -7K -53.6% $1.50 -18.0%
1413 ABRDN ASIA PACIFIC INCOME FU 586.0 $8K -711.0 -54.8% $14.41
1414 GOP TIDAL TRUST I 223.0 $8K -93.0 -29.4% $37.63 +16.3%
1415 REFI CHICAGO ATLANTIC REAL ESTATE Real Estate 738.0 $8K -427.0 -36.6% $11.32 +0.6%
1416 LE LANDS END INC NEW Consumer Cyclical 727.0 $8K -73.0 -9.1% $11.24 +2.9%
1417 EWI ISHARES INC 149.0 $8K -192.0 -56.3% $53.47 +10.3%
1418 QLTY GMO ETF TRUST 220.0 $8K -1K -86.0% $36.16 +12.7%
1419 SOUTH BOW CORP 233.0 $8K -97.0 -29.4% $33.32
1420 GLAD GLADSTONE CAP CORP Financial Services 444.0 $8K -2K -77.6% $17.35 +10.4%
Page 71 of 81  ·  1,606 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 26.2%
Financial Services 18.8%
Healthcare 11.3%
Industrials 10.2%
Consumer Cyclical 9.5%
Communication Services 6.9%
Consumer Defensive 6.0%
Energy 4.5%
Utilities 3.0%
Basic Materials 1.9%