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Portfolio (Quarterly) Guide ↗

CWM, LLC

· CIK 0001535847
13F Portfolio $38.1B AUM 5,738 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 303 New 2977 Added 1606 Reduced 208 Exited
Page 66 of 81  ·  1,606 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1301 ILDR FIRST TR EXCHNG TRADED FD VI 844.0 $25K -9.0 -1.1% $29.78 +26.0%
1302 NVEC NVE CORP Technology 381.0 $25K -3.0 -0.8% $65.50 +33.7%
1303 WDI WESTERN ASSET DIVERSIFIED IN Financial Services 1,835.0 $25K -642.0 -25.9% $13.44 +0.1%
1304 SUTRO BIOPHARMA INC 983.0 $24K -516.0 -34.4% $24.91
1305 FXU FIRST TR EXCHANGE-TRADED FD 491.0 $24K -62K -99.2% $49.64 -2.3%
1306 LXU LSB INDS INC Basic Materials 1,616.0 $24K -17.0 -1.0% $14.90 -13.0%
1307 DNOW DNOW INC Energy 2,019.0 $24K -3K -59.5% $11.91 +8.2%
1308 STAA STAAR SURGICAL CO Healthcare 1,230.0 $23K -206.0 -14.3% $18.70 +76.7%
1309 SLRC SLR INVESTMENT CORP Financial Services 1,594.0 $23K -600.0 -27.4% $14.31 -8.4%
1310 BCAX BICARA THERAPEUTICS INC Healthcare 1,138.0 $23K -20.0 -1.7% $19.89 +4.8%
1311 BILZ PIMCO ETF TR 223.0 $23K -334.0 -60.0% $100.97 -0.1%
1312 RIGL RIGEL PHARMACEUTICALS INC Healthcare 832.0 $22K -959.0 -53.5% $27.04 +6.6%
1313 ETY EATON VANCE TAX-MANAGED DIVE Financial Services 1,611.0 $22K -172.0 -9.7% $13.79 +7.5%
1314 LADR LADDER CAP CORP Real Estate 2,262.0 $22K -2K -50.4% $9.77 +2.1%
1315 TBLU TORTOISE CAPITAL SERIES TRUS 432.0 $22K -484.0 -52.8% $50.42 -1.4%
1316 ABEV AMBEV SA Consumer Defensive 7,385.0 $22K -1K -12.8% $2.92 +12.0%
1317 DHC DIVERSIFIED HEALTHCARE TR Real Estate 3,172.0 $21K -3K -51.6% $6.64 +34.0%
1318 ATKR ATKORE INC Industrials 355.0 $21K -116.0 -24.6% $58.91 +29.3%
1319 ORKA ORUKA THERAPEUTICS INC Healthcare 424.0 $21K -162.0 -27.6% $49.05 +19.7%
1320 PHAT PHATHOM PHARMACEUTICALS INC Healthcare 1,864.0 $21K -144.0 -7.2% $11.11 +6.8%
Page 66 of 81  ·  1,606 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 26.2%
Financial Services 18.8%
Healthcare 11.3%
Industrials 10.2%
Consumer Cyclical 9.5%
Communication Services 6.9%
Consumer Defensive 6.0%
Energy 4.5%
Utilities 3.0%
Basic Materials 1.9%