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Portfolio (Quarterly) Guide ↗

CWM, LLC

· CIK 0001535847
13F Portfolio $38.1B AUM 5,738 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 303 New 2977 Added 1606 Reduced 208 Exited
Page 6 of 16  ·  303 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
101 SDOG ALPS ETF TR 350.0 $23K NEW $65.04 +2.5%
102 JPME J P MORGAN EXCHANGE TRADED F 195.0 $22K NEW $114.53 +4.7%
103 WINN HARBOR ETF TRUST 801.0 $22K NEW $27.73 +17.7%
104 STRR STAR EQUITY HOLDINGS INC Healthcare 2,120.0 $22K NEW $10.28 +2.1%
105 FDD FIRST TR EXCHANGE-TRADED FD 1,197.0 $21K NEW $17.82 +10.5%
106 LCF TOUCHSTONE ETF TRUST 520.0 $20K NEW $39.22 +12.2%
107 VONE VANGUARD SCOTTSDALE FDS 66.0 $19K NEW $295.12 +13.3%
108 TDV PROSHARES TR 221.0 $19K NEW $84.71 +15.5%
109 THEMES ETF TR 415.0 $18K NEW $43.44
110 COPP SPROTT FDS TR 500.0 $18K NEW $35.72 +10.1%
111 AVBH AVIDBANK HLDGS INC Financial Services 615.0 $18K NEW $28.50 +5.1%
112 MDLN MEDLINE INC Healthcare 382.0 $17K NEW $44.50 -15.3%
113 DFTX CALL DEFINIUM THERAPEUTICS INC Healthcare 1,000.0 $17K NEW $16.51 +21.3%
114 AMID EA SERIES TRUST 509.0 $16K NEW $32.14 +6.9%
115 PFE CALL PFIZER INC Healthcare 2,000.0 $16K NEW $8.18 +213.8%
116 DTCR GLOBAL X FDS 669.0 $16K NEW $23.96 +25.6%
117 NIHI NEOS ETF TRUST 326.0 $16K NEW $48.79 +4.6%
118 MYCH SSGA ACTIVE TR 625.0 $16K NEW $24.96 -0.3%
119 OEFA ALPS ETF TR 490.0 $15K NEW $31.42 +6.5%
120 EEM CALL ISHARES TR 5,000.0 $15K NEW $3.05 +2046.2%
Page 6 of 16  ·  303 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 26.2%
Financial Services 18.8%
Healthcare 11.3%
Industrials 10.2%
Consumer Cyclical 9.5%
Communication Services 6.9%
Consumer Defensive 6.0%
Energy 4.5%
Utilities 3.0%
Basic Materials 1.9%