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Portfolio (Quarterly) Guide ↗

CWM, LLC

· CIK 0001535847
13F Portfolio $36.9B AUM Filed Jan 26, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 5577 New
Page 237 of 279  ·  5,577 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
4721 ECC EAGLE POINT CREDIT COMPANY I Financial Services 1,158.0 $7K NEW $6.04 -33.2%
4722 ATEX ANTERIX INC Communication Services 322.0 $7K NEW $21.74 +176.0%
4723 RIV RIVERNORTH OPPORTUNITIES FD Financial Services 623.0 $7K NEW $11.24 +2.4%
4724 FQAL FIDELITY COVINGTON TRUST 94.0 $7K NEW $74.47 +7.8%
4725 FLGT FULGENT GENETICS INC Healthcare 259.0 $7K NEW $27.03 -35.7%
4726 SQLV LEGG MASON ETF INVT 163.0 $7K NEW $42.94 +11.3%
4727 BBEU J P MORGAN EXCHANGE TRADED F 89.0 $7K NEW $78.65 -1.1%
4728 FEPI ETF OPPORTUNITIES TRUST 156.0 $7K NEW $44.87 +0.6%
4729 INDY ISHARES TR 125.0 $6K NEW $48.00 -11.8%
4730 GNE GENIE ENERGY LTD Utilities 426.0 $6K NEW $14.08 -1.6%
4731 RTH VANECK ETF TRUST 24.0 $6K NEW $250.00 +5.6%
4732 ARDC ARES DYNAMIC CR ALLOCATION F Financial Services 422.0 $6K NEW $14.22 -10.7%
4733 RZLT REZOLUTE INC Healthcare 2,649.0 $6K NEW $2.27 +42.2%
4734 BHR BRAEMAR HOTELS & RESORTS INC Real Estate 2,046.0 $6K NEW $2.93 -14.8%
4735 QURE UNIQURE NV Healthcare 247.0 $6K NEW $24.29 +1.3%
4736 IQ IQIYI INC Communication Services 3,290.0 $6K NEW $1.82 -39.7%
4737 PANL PANGAEA LOGISTICS SOLUTION L Industrials 842.0 $6K NEW $7.13 +16.2%
4738 BSM BLACK STONE MINERALS L P Energy 450.0 $6K NEW $13.33 +4.2%
4739 ATYR ATYR PHARMA INC Healthcare 7,978.0 $6K NEW $0.75 -29.7%
4740 RSPR INVESCO EXCHANGE TRADED FD T 166.0 $6K NEW $36.14 -0.2%
Page 237 of 279  ·  5,577 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 28.6%
Financial Services 19.7%
Healthcare 11.1%
Consumer Cyclical 9.6%
Industrials 8.9%
Communication Services 7.5%
Consumer Defensive 5.5%
Energy 3.3%
Utilities 2.6%
Real Estate 1.6%