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Portfolio (Quarterly) Guide ↗

CWM, LLC

· CIK 0001535847
13F Portfolio $36.9B AUM Filed Jan 26, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 5577 New
Page 233 of 279  ·  5,577 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
4641 VERA VERA THERAPEUTICS INC Healthcare 157.0 $8K NEW $50.96 -32.1%
4642 DCGO DOCGO INC Healthcare 8,936.0 $8K NEW $0.90 -32.8%
4643 VOTE TCW ETF TRUST 100.0 $8K NEW $80.00 +9.2%
4644 LIFEZONE METALS LIMITED 1,796.0 $8K NEW $4.45
4645 FB BANCORP INC 629.0 $8K NEW $12.72
4646 MORGAN STANLEY ETF TRUST 148.0 $8K NEW $54.05
4647 ABRDN AUSTRALIA EQUITY FD IN 654.0 $8K NEW $12.23
4648 ACHIEVE LIFE SCIENCES INC 1,702.0 $8K NEW $4.70
4649 NUVEEN REAL ASSET INCOME & G 622.0 $8K NEW $12.86
4650 NMFC NEW MTN FIN CORP Financial Services 815.0 $8K NEW $9.82 -18.3%
4651 MLPA GLOBAL X FDS 170.0 $8K NEW $47.06 +18.1%
4652 NGVC NATURAL GROCERS BY VITAMIN C Consumer Defensive 309.0 $8K NEW $25.89 +12.1%
4653 BGH BARINGS GLOBAL SHORT DURATIO Financial Services 560.0 $8K NEW $14.29 -2.5%
4654 JOYY JOYY INC Communication Services 117.0 $8K NEW $68.38 -18.1%
4655 KIO KKR INCOME OPPORTUNITIES FD Financial Services 673.0 $8K NEW $11.89 -5.3%
4656 OR OR ROYALTIES INC. Basic Materials 225.0 $8K NEW $35.56 +0.0%
4657 EFAD PROSHARES TR 183.0 $8K NEW $43.72 -2.2%
4658 QSI QUANTUM SI INC Healthcare 6,994.0 $8K NEW $1.14 -23.4%
4659 MCFT MASTERCRAFT BOAT HLDGS INC Consumer Cyclical 436.0 $8K NEW $18.35 +27.0%
4660 DIEM FRANKLIN TEMPLETON ETF TR 251.0 $8K NEW $31.87 +30.8%
Page 233 of 279  ·  5,577 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 28.6%
Financial Services 19.7%
Healthcare 11.1%
Consumer Cyclical 9.6%
Industrials 8.9%
Communication Services 7.5%
Consumer Defensive 5.5%
Energy 3.3%
Utilities 2.6%
Real Estate 1.6%