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Portfolio (Quarterly) Guide ↗

CWM, LLC

· CIK 0001535847
13F Portfolio $36.9B AUM Filed Jan 26, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 5577 New
Page 182 of 279  ·  5,577 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
3621 FLC FLAHERTY & CRUMRINE TOTAL RE Financial Services 2,791.0 $49K NEW $17.56 -4.2%
3622 PSEC PROSPECT CAP CORP Financial Services 18,753.0 $49K NEW $2.61 -15.4%
3623 TFSL TFS FINL CORP Financial Services 3,683.0 $49K NEW $13.30 +23.1%
3624 NATH NATHANS FAMOUS INC NEW Consumer Cyclical 525.0 $49K NEW $93.33 +8.8%
3625 RSPH INVESCO EXCHANGE TRADED FD T 1,550.0 $49K NEW $31.61 -0.8%
3626 NOG NORTHERN OIL & GAS INC Energy 2,276.0 $49K NEW $21.53 -10.6%
3627 GEL GENESIS ENERGY L P Energy 3,113.0 $49K NEW $15.74 -8.1%
3628 GCBC GREENE CNTY BANCORP INC Financial Services 2,202.0 $49K NEW $22.25 +30.5%
3629 PTGX PROTAGONIST THERAPEUTICS INC Healthcare 556.0 $49K NEW $88.13 +28.2%
3630 ANAB ANAPTYSBIO INC Healthcare 1,011.0 $49K NEW $48.47 +15.0%
3631 ADUS ADDUS HOMECARE CORP Healthcare 443.0 $48K NEW $108.35 -12.9%
3632 FIDU FIDELITY COVINGTON TRUST 578.0 $48K NEW $83.04 +17.5%
3633 JPIB J P MORGAN EXCHANGE TRADED F 980.0 $48K NEW $48.98 -1.4%
3634 OPTU OPTIMUM COMMUNICATIONS INC Communication Services 29,132.0 $48K NEW $1.65 -29.3%
3635 FRTY THE ALGER ETF TRUST 2,275.0 $48K NEW $21.10 +14.1%
3636 VENTURE GLOBAL INC 7,014.0 $48K NEW $6.84
3637 BEONE MEDICINES LTD 158.0 $48K NEW $303.80
3638 APRH INNOVATOR ETFS TRUST 1,944.0 $48K NEW $24.69 +3.0%
3639 JHHY JOHN HANCOCK EXCHANGE TRADED 1,867.0 $48K NEW $25.71 +0.0%
3640 NVDA PUT NVIDIA CORPORATION Technology 11,000.0 $48K NEW $4.36 +4712.0%
Page 182 of 279  ·  5,577 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 28.6%
Financial Services 19.7%
Healthcare 11.1%
Consumer Cyclical 9.6%
Industrials 8.9%
Communication Services 7.5%
Consumer Defensive 5.5%
Energy 3.3%
Utilities 2.6%
Real Estate 1.6%