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Portfolio (Quarterly) Guide ↗

CWM, LLC

· CIK 0001535847
13F Portfolio $38.1B AUM 5,738 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 303 New 2977 Added 1606 Reduced 208 Exited
Page 14 of 16  ·  303 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
261 RNA ATRIUM THERAPEUTICS INC Healthcare 21.0 $281.0 NEW $13.38 -3.8%
262 XXRP LISTED FDS TR 70.0 $269.0 NEW $3.84 -2.2%
263 SRV NXG CUSHING MIDSTREAM ENERGY Financial Services 6.0 $267.0 NEW $44.50 +11.7%
264 IGC IGC PHARMA INC Healthcare 1,000.0 $263.0 NEW $0.26 +8.4%
265 VCX FUNDRISE INNOVATION FD LLC Financial Services 2.0 $262.0 NEW $131.00 +81.3%
266 HAFN HAFNIA LTD Industrials 34.0 $258.0 NEW $7.59 +16.2%
267 GGZ GABELLI GLOBAL SMALL & MID C Financial Services 16.0 $240.0 NEW $15.00 +1.3%
268 DAO YOUDAO INC Consumer Defensive 23.0 $226.0 NEW $9.83 +22.1%
269 NOAH NOAH HLDGS LTD Financial Services 21.0 $208.0 NEW $9.90 +2.6%
270 NVDD DIREXION SHARES ETF TRUST 5.0 $201.0 NEW $40.20 -22.1%
271 TGB TASEKO MINES LTD Basic Materials 30.0 $194.0 NEW $6.47 -1.4%
272 BMNR CALL BITMINE IMMERSION TECNOLOGIE Financial Services 100.0 $188.0 NEW $1.88 +901.1%
273 ETF OPPORTUNITIES TRUST 6.0 $174.0 NEW $29.00
274 EVMN EVOMMUNE INC Healthcare 7.0 $161.0 NEW $23.00 -6.4%
275 ATAT ATOUR LIFESTYLE HLDGS LTD Consumer Cyclical 4.0 $147.0 NEW $36.75 -0.1%
276 KRMA GLOBAL X FDS 3.0 $136.0 NEW $45.33 +2.2%
277 RSKD RISKIFIED LTD Technology 30.0 $118.0 NEW $3.93 +21.5%
278 RDWR RADWARE LTD Technology 4.0 $105.0 NEW $26.25 +8.5%
279 GLPG GALAPAGOS NV Healthcare 3.0 $90.0 NEW $30.00 -11.3%
280 GABELLI EQUITY TR INC 12,830.0 $90.0 NEW $0.01
Page 14 of 16  ·  303 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 26.2%
Financial Services 18.8%
Healthcare 11.3%
Industrials 10.2%
Consumer Cyclical 9.5%
Communication Services 6.9%
Consumer Defensive 6.0%
Energy 4.5%
Utilities 3.0%
Basic Materials 1.9%