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Portfolio (Quarterly) Guide ↗

CWM, LLC

· CIK 0001535847
13F Portfolio $38.1B AUM 5,738 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 303 New 2977 Added 1606 Reduced 208 Exited
Page 5 of 11  ·  208 positions
# Ticker Company Sector Shares Value ↓ % Port Status
81 PPT PUTNAM PREMIER INCOME TR Financial Services 5,600 $20K SOLD
82 TRUECAR INC 8,292 $19K SOLD
83 GHYG ISHARES INC 391 $18K SOLD
84 PTRB PGIM ETF TR 410 $17K SOLD
85 BLACKROCK MUNIYIELD FD INC 1,559 $16K SOLD
86 MVO MV OIL TR Energy 13,000 $16K SOLD
87 HYDW DBX ETF TR 315 $15K SOLD
88 ABRDN GLOBAL PREMIER PPTYS F 3,586 $14K SOLD
89 CITY OFFICE REIT INC 2,053 $14K SOLD
90 DDLS WISDOMTREE TR 329 $14K SOLD
91 INFL LISTED FDS TR 289 $13K SOLD
92 CMBS ISHARES TR 256 $13K SOLD
93 TCPC BLACKROCK TCP CAPITAL CORP Financial Services 2,295 $13K SOLD
94 INVESCO EXCH TRADED FD TR II 500 $12K SOLD
95 BKEM BNY MELLON ETF TRUST 151 $11K SOLD
96 VGUS VANGUARD INSTL INDEX FD 149 $11K SOLD
97 PROSHARES TR 2,754 $11K SOLD
98 TUGN LISTED FDS TR 392 $10K SOLD
99 BITC BITWISE FUNDS TRUST 265 $10K SOLD
100 PEZ INVESCO EXCHANGE TRADED FD T 100 $10K SOLD
Page 5 of 11  ·  208 positions
Sector Allocation
Technology 26.2%
Financial Services 18.8%
Healthcare 11.3%
Industrials 10.2%
Consumer Cyclical 9.5%
Communication Services 6.9%
Consumer Defensive 6.0%
Energy 4.5%
Utilities 3.0%
Basic Materials 1.9%