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Portfolio (Quarterly) Guide ↗

CWM, LLC

· CIK 0001535847
13F Portfolio $38.1B AUM 5,738 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 303 New 2977 Added 1606 Reduced 208 Exited
Page 52 of 149  ·  2,977 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1021 CG CARLYLE GROUP INC Financial Services 15,477.0 $749K 0.00% +3K +25.3% $48.39 -6.7%
1022 TMSL T ROWE PRICE ETF INC 20,405.0 $748K 0.00% +825.0 +4.2% $36.67 +12.1%
1023 ALHC ALIGNMENT HEALTHCARE INC Healthcare 42,353.0 $746K 0.00% +311.0 +0.7% $17.62 -7.1%
1024 HAMILTON INSURANCE GROUP LTD 24,982.0 $745K 0.00% +2K +10.6% $29.83
1025 SAP SAP SE Technology 4,347.0 $744K 0.00% +218.0 +5.3% $171.21 +5.1%
1026 FROG JFROG LTD Technology 15,849.0 $744K 0.00% +5K +46.3% $46.93 +52.2%
1027 ASAN ASANA INC Technology 116,032.0 $743K 0.00% +99K +581.6% $6.40 -0.6%
1028 PHR PHREESIA INC Healthcare 88,565.0 $742K 0.00% +82K +1185.8% $8.38 +5.6%
1029 WFRD WEATHERFORD INTL PLC Energy 7,845.0 $742K 0.00% +134.0 +1.7% $94.58 +17.8%
1030 NBTB NBT BANCORP INC Financial Services 17,413.0 $741K 0.00% +962.0 +5.8% $42.58 +7.7%
1031 INCE FRANKLIN TEMPLETON ETF TR 11,441.0 $740K 0.00% +5K +92.5% $64.65 +3.2%
1032 SCHL SCHOLASTIC CORP Communication Services 18,935.0 $740K 0.00% +827.0 +4.6% $39.06 +0.5%
1033 TNK TEEKAY TANKERS LTD Energy 10,072.0 $738K 0.00% +901.0 +9.8% $73.32 +7.7%
1034 OII OCEANEERING INTL INC Energy 20,810.0 $738K 0.00% +837.0 +4.2% $35.47 +8.5%
1035 NESR NATIONAL ENERGY SERVICES REU Energy 34,370.0 $738K 0.00% +4K +14.1% $21.47 +22.4%
1036 JOYT J P MORGAN EXCHANGE TRADED F 13,878.0 $738K 0.00% +2K +14.1% $53.17 +5.8%
1037 TD TORONTO DOMINION BK ONT Financial Services 7,886.0 $736K 0.00% +2K +27.7% $93.31 +17.4%
1038 AEIS ADVANCED ENERGY INDS Industrials 2,273.0 $734K 0.00% +272.0 +13.6% $322.71 +0.3%
1039 ISHARES TR 28,389.0 $733K 0.00% +8K +36.6% $25.83
1040 EA SERIES TRUST 6,964.0 $733K 0.00% +6K +468.5% $105.20
Page 52 of 149  ·  2,977 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 26.2%
Financial Services 18.8%
Healthcare 11.3%
Industrials 10.2%
Consumer Cyclical 9.5%
Communication Services 6.9%
Consumer Defensive 6.0%
Energy 4.5%
Utilities 3.0%
Basic Materials 1.9%