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Portfolio (Quarterly) Guide ↗

CWM, LLC

· CIK 0001535847
13F Portfolio $38.1B AUM 5,738 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 303 New 2977 Added 1606 Reduced 208 Exited
Page 149 of 149  ·  2,977 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
2961 USAU U S GOLD CORP Basic Materials 51.0 $775.0 +18.0 +54.5% $15.20 -3.0%
2962 HERTZ GLOBAL HLDGS INC 326.0 $743.0 +3.0 +0.9% $2.28
2963 GYRE GYRE THERAPEUTICS INC Healthcare 104.0 $725.0 +68.0 +188.9% $6.97 -10.2%
2964 BENITEC BIOPHARMA INC 68.0 $724.0 +59.0 +655.6% $10.65
2965 LBRX LB PHARMACEUTICALS INC Healthcare 29.0 $715.0 +21.0 +262.5% $24.66 +10.6%
2966 FSV FIRSTSERVICE CORP NEW Real Estate 5.0 $695.0 +4.0 +400.0% $139.00 -8.5%
2967 SOLESENCE INC 650.0 $617.0 +639.0 +5809.1% $0.95
2968 FINW FINWISE BANCORP Financial Services 37.0 $587.0 +20.0 +117.7% $15.86 -14.7%
2969 KG KESTREL GROUP LTD Financial Services 44.0 $475.0 +32.0 +266.7% $10.80 +8.4%
2970 SPCE VIRGIN GALACTIC HOLDINGS INC Industrials 169.0 $411.0 +119.0 +238.0% $2.43 +1.6%
2971 CV CAPSOVISION INC Healthcare 53.0 $386.0 +25.0 +89.3% $7.28 -9.8%
2972 ASRV AMERISERV FINL INC Financial Services 100.0 $363.0 +1.0 +1.0% $3.63 +8.8%
2973 ABEONA THERAPEUTICS INC 75.0 $336.0 +20.0 +36.4% $4.48
2974 DERM JOURNEY MED CORP Healthcare 55.0 $258.0 +16.0 +41.0% $4.69 +31.5%
2975 FEIM FREQUENCY ELECTRS INC Technology 5.0 $221.0 +3.0 +150.0% $44.20 +31.1%
2976 AREN THE ARENA GROUP HOLDINGS INC Communication Services 60.0 $130.0 +39.0 +185.7% $2.17 -28.0%
2977 WORKHORSE GROUP INC 6.0 $18.0 +1.0 +20.0% $3.00
Page 149 of 149  ·  2,977 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 26.2%
Financial Services 18.8%
Healthcare 11.3%
Industrials 10.2%
Consumer Cyclical 9.5%
Communication Services 6.9%
Consumer Defensive 6.0%
Energy 4.5%
Utilities 3.0%
Basic Materials 1.9%