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Portfolio (Quarterly) Guide ↗

CWM, LLC

· CIK 0001535847
13F Portfolio $38.1B AUM 5,738 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 303 New 2977 Added 1606 Reduced 208 Exited
Page 133 of 149  ·  2,977 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
2641 QALT SEI EXCHANGE TRADED FUNDS 623.0 $16K +129.0 +26.1% $25.30 +3.1%
2642 HCAT HEALTH CATALYST INC Healthcare 12,381.0 $16K +11K +953.7% $1.27 -2.0%
2643 OZEM ROUNDHILL ETF TRUST 500.0 $16K +197.0 +65.0% $31.20 -1.8%
2644 AISP AIRSHIP AI HLDGS INC Technology 6,885.0 $16K +4K +129.7% $2.26 +0.0%
2645 BARNES & NOBLE ED INC 1,759.0 $16K +2K +4297.5% $8.83
2646 CAI CARIS LIFE SCIENCES INC Healthcare 866.0 $15K +691.0 +394.9% $17.88 -14.8%
2647 ASIC ATEGRITY SPECIALTY IN CO HO Financial Services 782.0 $15K +436.0 +126.0% $19.77 +6.4%
2648 IEV ISHARES TR 227.0 $15K +100.0 +78.7% $67.94 +5.8%
2649 MAMA MAMAS CREATIONS INC Consumer Defensive 1,004.0 $15K +76.0 +8.2% $15.34 -2.3%
2650 SKILLSOFT CORP 3,572.0 $15K +3K +1561.4% $4.29
2651 CLVT CLARIVATE PLC Technology 6,050.0 $15K +3K +95.2% $2.53 -5.3%
2652 REPOSITRAK INC 2,006.0 $15K +2K +1002.2% $7.60
2653 COSO COASTALSOUTH BANCSHARES INC Financial Services 618.0 $15K +399.0 +182.2% $24.59 +3.7%
2654 SOCL GLOBAL X FDS 350.0 $15K +50.0 +16.7% $43.30 +1.5%
2655 PALLADYNE AI CORP 2,490.0 $15K +2K +10000.0% $6.07
2656 VERA VERA THERAPEUTICS INC Healthcare 375.0 $15K +218.0 +138.8% $40.23 -15.0%
2657 SNBR SLEEP NUMBER CORP Consumer Cyclical 8,392.0 $15K +4K +72.2% $1.80 -12.3%
2658 UTI UNIVERSAL TECHNICAL INST INC Consumer Defensive 417.0 $15K +190.0 +83.7% $36.10 -0.5%
2659 PATK PATRICK INDS INC Consumer Cyclical 135.0 $15K +30.0 +28.6% $111.07 -20.0%
2660 OMER OMEROS CORP Healthcare 1,412.0 $15K +180.0 +14.6% $10.56 +17.0%
Page 133 of 149  ·  2,977 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 26.2%
Financial Services 18.8%
Healthcare 11.3%
Industrials 10.2%
Consumer Cyclical 9.5%
Communication Services 6.9%
Consumer Defensive 6.0%
Energy 4.5%
Utilities 3.0%
Basic Materials 1.9%