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Portfolio (Quarterly) Guide ↗

Ground Swell Capital, LLC

· CIK 0001534450
13F Portfolio $93M AUM 146 positions Filed Aug 5, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q4 2025 · All 142 New 2 Added 1 Reduced 84 Exited
Page 6 of 8  ·  145 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
101 ADCT ADC THERAPEUTICS SA Healthcare 20,408.0 $22K 0.02% NEW $1.07 +1.4%
102 AMC ENTMT HLDGS INC 11,039.0 $21K 0.02% NEW $1.90
103 LOCAL BOUNTI CORP 16,081.0 $21K 0.02% NEW $1.29
104 NNOX NANO X IMAGING LTD Healthcare 17,861.0 $21K 0.02% NEW $1.16 -21.0%
105 EXPION360 INC 43,650.0 $20K 0.02% NEW $0.45
106 HMR HEIDMAR MARITIME HLDGS CORP Industrials 14,125.0 $18K 0.02% NEW $1.28 +9.4%
107 GPMT GRANITE PT MTG TR INC Real Estate 11,678.0 $18K 0.02% NEW $1.50 -20.7%
108 IQ IQIYI INC Communication Services 16,626.0 $17K 0.02% NEW $1.04 +27.4%
109 LUNG PULMONX CORP Healthcare 12,371.0 $16K 0.02% NEW $1.30 +67.7%
110 WDH WATERDROP INC Financial Services 13,683.0 $15K 0.02% NEW $1.13 -11.5%
111 SMRT SMARTRENT INC Technology 11,264.0 $13K 0.01% NEW $1.19 +22.3%
112 VIKING ACQUISITION CORP I 13,950.0 $13K 0.01% NEW $0.90
113 COCRYSTAL PHARMA INC 10,752.0 $11K 0.01% NEW $1.05
114 OXBR OXBRIDGE RE HLDGS LTD Financial Services 10,779.0 $11K 0.01% NEW $1.03 +43.7%
115 RENATUS TACTICAL ACQUIS 14,559.0 $11K 0.01% NEW $0.76
116 PMI PICARD MEDICAL INC Healthcare 66,334.0 $11K 0.01% NEW $0.16 +2162.9%
117 FG MERGER II CORP 11,608.0 $10K 0.01% NEW $0.87
118 GAME GAMESQUARE HLDGS INC Technology 24,704.0 $10K 0.01% NEW $0.40 +16.3%
119 AREN THE ARENA GROUP HOLDINGS INC Communication Services 11,684.0 $10K 0.01% NEW $0.83 +22.9%
120 LAB STANDARD BIOTOOLS INC Healthcare 11,664.0 $10K 0.01% NEW $0.82 -16.3%
Page 6 of 8  ·  145 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 51.5%
Consumer Cyclical 11.2%
Financial Services 10.5%
Industrials 8.1%
Healthcare 6.7%
Consumer Defensive 3.7%
Energy 3.0%
Real Estate 2.9%
Communication Services 1.5%
Basic Materials 0.4%