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Portfolio (Quarterly) Guide ↗

Ground Swell Capital, LLC

· CIK 0001534450
13F Portfolio $49M AUM 87 positions Filed Feb 4, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 75 New 3 Added 9 Reduced 119 Exited
Page 2 of 5  ·  87 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
21 AMGN AMGEN INC Healthcare 931.0 $305K 0.63% NEW $327.31 -0.3%
22 AAPL APPLE INC Technology 1,107.0 $301K 0.62% NEW $271.86 +10.4%
23 IWD ISHARES TR 1,411.0 $297K 0.61% -2K -51.8% $210.34 +10.4%
24 AEM AGNICO EAGLE MINES LTD Basic Materials 1,714.0 $291K 0.60% NEW $169.53 +6.4%
25 ORCL ORACLE CORP Technology 1,411.0 $275K 0.57% NEW $194.91 +0.4%
26 FROG JFROG LTD Technology 4,277.0 $267K 0.55% NEW $62.46 +2.8%
27 MRK MERCK & CO INC Healthcare 2,492.0 $262K 0.54% NEW $105.26 +7.7%
28 ADP AUTOMATIC DATA PROCESSING IN Industrials 990.0 $255K 0.52% -336.0 -25.3% $257.23 -16.6%
29 MMM 3M CO Industrials 1,589.0 $254K 0.52% NEW $160.10 -9.4%
30 NTAP NETAPP INC Technology 2,267.0 $243K 0.50% NEW $107.09 +12.0%
31 CORT CORCEPT THERAPEUTICS INC Healthcare 6,885.0 $240K 0.49% NEW $34.80 +67.5%
32 AGYS AGILYSYS INC Technology 1,963.0 $233K 0.48% NEW $118.84 -43.3%
33 TSEM TOWER SEMICONDUCTOR LTD Technology 1,980.0 $232K 0.48% NEW $117.42 +139.0%
34 XHB SPDR SERIES TRUST 2,186.0 $225K 0.46% -805.0 -26.9% $102.96 -6.4%
35 LPLA LPL FINL HLDGS INC Financial Services 628.0 $224K 0.46% -181.0 -22.4% $357.17 -16.5%
36 ROST ROSS STORES INC Consumer Cyclical 1,235.0 $222K 0.46% NEW $180.14 +18.4%
37 IGOV ISHARES TR 5,334.0 $222K 0.46% NEW $41.66 -1.6%
38 QCOM QUALCOMM INC Technology 1,296.0 $222K 0.46% -843.0 -39.4% $171.05 +17.0%
39 XME SPDR SERIES TRUST 2,134.0 $221K 0.46% NEW $103.61 +11.6%
40 FCNCA FIRST CTZNS BANCSHARES INC D Financial Services 103.0 $221K 0.46% NEW $2146.18 -9.7%
Page 2 of 5  ·  87 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 74.4%
Technology 11.6%
Consumer Cyclical 3.6%
Communication Services 3.2%
Healthcare 3.0%
Industrials 2.2%
Consumer Defensive 1.3%
Basic Materials 0.7%