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Portfolio (Quarterly) Guide ↗

Ground Swell Capital, LLC

· CIK 0001534450
13F Portfolio $49M AUM 87 positions Filed Feb 4, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 75 New 3 Added 9 Reduced 119 Exited
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1 DASH DOORDASH INC Communication Services 1,414.0 $320K 0.66% -265.0 -15.8% $226.48 -32.1%
2 IWD ISHARES TR 1,411.0 $297K 0.61% -2K -51.8% $210.34 +10.4%
3 ADP AUTOMATIC DATA PROCESSING IN Industrials 990.0 $255K 0.52% -336.0 -25.3% $257.23 -16.6%
4 XHB SPDR SERIES TRUST 2,186.0 $225K 0.46% -805.0 -26.9% $102.96 -6.4%
5 LPLA LPL FINL HLDGS INC Financial Services 628.0 $224K 0.46% -181.0 -22.4% $357.17 -16.5%
6 QCOM QUALCOMM INC Technology 1,296.0 $222K 0.46% -843.0 -39.4% $171.05 +17.0%
7 WDAY WORKDAY INC Technology 976.0 $210K 0.43% -300.0 -23.5% $214.78 -44.7%
8 MYND MYND AI INC Consumer Defensive 13,708.0 $6K 0.01% -4K -22.1% $0.44 -32.0%
9 URBAN-GRO INC 15,484.0 $4K 0.01% -12K -43.1% $0.28

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 74.4%
Technology 11.6%
Consumer Cyclical 3.6%
Communication Services 3.2%
Healthcare 3.0%
Industrials 2.2%
Consumer Defensive 1.3%
Basic Materials 0.7%