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Portfolio (Quarterly) Guide ↗

Ground Swell Capital, LLC

· CIK 0001534450
13F Portfolio $93M AUM 146 positions Filed Aug 5, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q4 2025 · All 142 New 2 Added 1 Reduced 84 Exited
Page 7 of 8  ·  142 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
121 TOVX THERIVA BIOLOGICS INC Healthcare 35,292.0 $9K 0.01% NEW $0.25 -5.0%
122 CLPS CLPS INCORPORATION Technology 10,034.0 $8K 0.01% NEW $0.85 +1.3%
123 FUTURE FINTECH GROUP INC 11,782.0 $8K 0.01% NEW $0.66
124 SLGB SMART LOGISTICS GLOBAL LIMIT Industrials 12,142.0 $8K 0.01% NEW $0.63 -10.7%
125 CHINA PHARMA HLDGS INC 10,610.0 $7K 0.01% NEW $0.66
126 CLOUDASTRUCTURE INC 17,049.0 $6K 0.01% NEW $0.34
127 NXGL NEXGEL INC Healthcare 11,201.0 $6K 0.01% NEW $0.50 -25.1%
128 XTNT XTANT MED HLDGS INC Healthcare 13,070.0 $6K 0.01% NEW $0.42 -21.3%
129 GPUS HYPERSCALE DATA INC Industrials 34,051.0 $5K 0.01% NEW $0.14 -33.5%
130 GCL GCL GLOBAL HLDGS LTD Technology 10,597.0 $5K 0.01% NEW $0.45 +22.0%
131 NFE NEW FORTRESS ENERGY INC Utilities 12,381.0 $4K 0.01% NEW $0.36 -16.0%
132 BGM GROUP LTD 11,101.0 $4K 0.00% NEW $0.37
133 ALEANNA INC 12,460.0 $4K 0.00% NEW $0.30
134 AIM IMMUNOTECH INC 12,222.0 $3K 0.00% NEW $0.28
135 CURX CURANEX PHARMACEUTICALS INC Healthcare 12,638.0 $3K 0.00% NEW $0.27 -19.8%
136 CAPS CAPSTONE HLDG CORP Basic Materials 10,448.0 $3K 0.00% NEW $0.25 -15.8%
137 MURANO GLOBAL INVT PLC 10,039.0 $2K 0.00% NEW $0.24
138 NTCL NETCLASS TECHNOLOGY INC Technology 16,348.0 $2K 0.00% NEW $0.14 +1679.9%
139 CXAI CXAPP INC Technology 11,238.0 $2K 0.00% NEW $0.19 -52.2%
140 GOSS GOSSAMER BIO INC Healthcare 10,000.0 $2K 0.00% NEW $0.16 -14.9%
Page 7 of 8  ·  142 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 51.5%
Consumer Cyclical 11.2%
Financial Services 10.5%
Industrials 8.1%
Healthcare 6.7%
Consumer Defensive 3.7%
Energy 3.0%
Real Estate 2.9%
Communication Services 1.5%
Basic Materials 0.4%