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Portfolio (Quarterly) Guide ↗

Ground Swell Capital, LLC

· CIK 0001534450
13F Portfolio $46M AUM Filed Nov 6, 2025 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 131 New
Page 6 of 7  ·  131 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
101 DHC DIVERSIFIED HEALTHCARE TR Real Estate 10,235.0 $45K 0.10% NEW $4.41 +94.6%
102 BLND BLEND LABS INC Technology 11,996.0 $44K 0.10% NEW $3.65 -59.5%
103 IZEA WORLDWIDE INC 11,630.0 $43K 0.10% NEW $3.72
104 AIR INDS GROUP 13,299.0 $42K 0.09% NEW $3.13
105 OS THERAPIES INCORPORATED 20,462.0 $40K 0.09% NEW $1.96
106 SLDP SOLID POWER INC Industrials 11,100.0 $39K 0.08% NEW $3.47 -21.6%
107 CREG SMART POWERR CORP Utilities 29,088.0 $35K 0.08% NEW $1.22 -62.3%
108 NOVABAY PHARMACEUTICALS INC 19,158.0 $25K 0.05% NEW $1.28
109 IOVA IOVANCE BIOTHERAPEUTICS INC Healthcare 11,044.0 $24K 0.05% NEW $2.17 +56.2%
110 EXPION360 INC 16,416.0 $24K 0.05% NEW $1.44
111 SACH SACHEM CAP CORP Real Estate 19,834.0 $22K 0.05% NEW $1.11 +8.1%
112 CENNTRO INC 36,528.0 $21K 0.05% NEW $0.58
113 YTRA YATRA ONLINE INC Consumer Cyclical 14,448.0 $20K 0.04% NEW $1.40 -37.8%
114 INNO HOLDINGS INC 12,713.0 $18K 0.04% NEW $1.39
115 CASI PHARMACEUTICALS INC 10,135.0 $17K 0.04% NEW $1.66
116 VEEA VEEA INC Technology 26,528.0 $17K 0.04% NEW $0.62 -3.9%
117 MYND MYND AI INC Consumer Defensive 17,601.0 $17K 0.04% NEW $0.94 -67.8%
118 MAGH MAGNITUDE INTL LTD Industrials 10,970.0 $15K 0.03% NEW $1.41 +379.4%
119 STRO SUTRO BIOPHARMA INC Healthcare 14,345.0 $12K 0.03% NEW $0.87 +3870.6%
120 URBAN-GRO INC 27,235.0 $11K 0.03% NEW $0.41
Page 6 of 7  ·  131 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 33.7%
Healthcare 17.0%
Industrials 14.0%
Consumer Cyclical 10.7%
Communication Services 10.2%
Financial Services 6.4%
Consumer Defensive 3.2%
Basic Materials 2.0%
Real Estate 1.3%
Energy 1.3%