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Portfolio (Quarterly) Guide ↗

Ground Swell Capital, LLC

· CIK 0001534450
13F Portfolio $49M AUM 87 positions Filed Feb 4, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 75 New 3 Added 9 Reduced 119 Exited
Page 4 of 4  ·  75 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
61 ENGS ENERGYS GROUP LTD Industrials 13,820.0 $12K 0.02% NEW $0.85 +82.0%
62 RNXT RENOVORX INC Healthcare 13,611.0 $11K 0.02% NEW $0.84 -2.4%
63 PDSB PDS BIOTECHNOLOGY CORP Healthcare 14,703.0 $11K 0.02% NEW $0.77 +74.1%
64 RALLYBIO CORP 15,399.0 $11K 0.02% NEW $0.69
65 HCM III ACQUISITION CORP 18,175.0 $9K 0.02% NEW $0.48
66 RAIL VISION LTD 24,570.0 $8K 0.02% NEW $0.32
67 STRIVE INC 10,624.0 $8K 0.02% NEW $0.74
68 TBH BRAG HSE HLDGS INC Technology 18,049.0 $7K 0.01% NEW $0.40 +105.0%
69 ITERUM THERAPEUTICS PLC 20,477.0 $7K 0.01% NEW $0.34
70 ZOOZ STRATEGY LTD 14,749.0 $6K 0.01% NEW $0.44
71 TRINSEO PLC 11,765.0 $6K 0.01% NEW $0.50
72 HEARTCORE ENTERPRISES INC 15,575.0 $5K 0.01% NEW $0.31
73 XWEL XWELL INC Consumer Cyclical 10,206.0 $5K 0.01% NEW $0.47 +215.7%
74 LINKERS INDS LTD 13,947.0 $4K 0.01% NEW $0.32
75 MIMI MINT INCORPORATION LTD Industrials 10,013.0 $3K 0.01% NEW $0.30 +903.3%
Page 4 of 4  ·  75 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 74.4%
Technology 11.6%
Consumer Cyclical 3.6%
Communication Services 3.2%
Healthcare 3.0%
Industrials 2.2%
Consumer Defensive 1.3%
Basic Materials 0.7%