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Portfolio (Quarterly) Guide ↗

Ground Swell Capital, LLC

· CIK 0001534450
13F Portfolio $49M AUM 87 positions Filed Feb 4, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 75 New 3 Added 9 Reduced 119 Exited
Page 3 of 4  ·  75 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
41 QYLD GLOBAL X FDS 10,264.0 $181K 0.37% NEW $17.67 +0.3%
42 VIZSLA SILVER CORP 15,540.0 $85K 0.17% NEW $5.47
43 DNUT KRISPY KREME INC Consumer Defensive 16,583.0 $67K 0.14% NEW $4.02 -19.3%
44 UFG UNI-FUELS HLDGS LTD Industrials 89,803.0 $61K 0.13% NEW $0.68 +12.4%
45 RR RICHTECH ROBOTICS INC Industrials 16,325.0 $53K 0.11% NEW $3.23 -21.2%
46 SIDUS SPACE INC 10,489.0 $33K 0.07% NEW $3.14
47 ONCOLYTICS BIOTECH INC 34,398.0 $30K 0.06% NEW $0.87
48 FUBOTV INC 11,760.0 $30K 0.06% NEW $2.52
49 PSEC PROSPECT CAP CORP Financial Services 10,763.0 $28K 0.06% NEW $2.59 -16.2%
50 HIVE HIVE DIGITAL TECHNOLOGIES LT Financial Services 10,504.0 $27K 0.06% NEW $2.58 +47.9%
51 OFFERPAD SOLUTIONS INC 16,130.0 $20K 0.04% NEW $1.21
52 SABR SABRE CORP Consumer Cyclical 12,652.0 $17K 0.04% NEW $1.36 +18.4%
53 HAYMAKER ACQUISITION CORP IV 11,020.0 $17K 0.04% NEW $1.55
54 DYNAMIX CORP 10,472.0 $17K 0.03% NEW $1.60
55 BMGL BASEL MED GROUP LTD Healthcare 33,705.0 $17K 0.03% NEW $0.49 +40.6%
56 CBAT CBAK ENERGY TECHNOLOGY INC Industrials 16,332.0 $14K 0.03% NEW $0.84 -11.4%
57 LM FDG AMER INC 29,585.0 $13K 0.03% NEW $0.44
58 REVOLUTION MEDICINES INC 13,613.0 $13K 0.03% NEW $0.94
59 XPL SOLITARIO RESOURCES CORP Basic Materials 17,222.0 $12K 0.03% NEW $0.70 +33.2%
60 ATER ATERIAN INC Consumer Cyclical 17,065.0 $12K 0.02% NEW $0.70 +76.9%
Page 3 of 4  ·  75 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 74.4%
Technology 11.6%
Consumer Cyclical 3.6%
Communication Services 3.2%
Healthcare 3.0%
Industrials 2.2%
Consumer Defensive 1.3%
Basic Materials 0.7%