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Portfolio (Quarterly) Guide ↗

Ground Swell Capital, LLC

· CIK 0001534450
13F Portfolio $49M AUM 87 positions Filed Feb 4, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 75 New 3 Added 9 Reduced 119 Exited
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1 TALON CAP CORP 14,480.0 $149K 0.31% +1K +8.4% $10.26
2 LSTA LISATA THERAPEUTICS INC Healthcare 38,987.0 $73K 0.15% +15K +64.0% $1.86 +70.4%
3 KINDLY MD INC 12,000.0 $4K 0.01% +2K +20.0% $0.35

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 74.4%
Technology 11.6%
Consumer Cyclical 3.6%
Communication Services 3.2%
Healthcare 3.0%
Industrials 2.2%
Consumer Defensive 1.3%
Basic Materials 0.7%