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Portfolio (Quarterly) Guide ↗

Institute for Wealth Management, LLC.

· CIK 0001533954
13F Portfolio $944M AUM 544 positions Filed Jan 27, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 544 New
Page 9 of 28  ·  544 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
161 BLOCK INC 19,481.0 $1.3M 0.13% NEW $65.09
162 MGK VANGUARD WORLD FD 3,071.0 $1.3M 0.13% NEW $412.82 -78.3%
163 XLY SELECT SECTOR SPDR TR 10,312.0 $1.2M 0.13% NEW $119.41 +0.0%
164 DFAS DIMENSIONAL ETF TRUST 17,625.0 $1.2M 0.13% NEW $69.67 +13.0%
165 VSS VANGUARD INTL EQUITY INDEX F 8,467.0 $1.2M 0.13% NEW $143.33 +13.2%
166 LMT LOCKHEED MARTIN CORP Industrials 2,472.0 $1.2M 0.13% NEW $483.74 +10.2%
167 XBI SPDR SERIES TRUST 9,784.0 $1.2M 0.13% NEW $121.93 +9.4%
168 DXJ WISDOMTREE TR 8,240.0 $1.2M 0.13% NEW $144.17 +18.8%
169 CMI CUMMINS INC Industrials 2,318.0 $1.2M 0.12% NEW $510.45 +31.0%
170 SPGI S&P GLOBAL INC Financial Services 2,257.0 $1.2M 0.12% NEW $522.61 -21.1%
171 UNP UNION PAC CORP Industrials 4,974.0 $1.2M 0.12% NEW $231.34 +17.2%
172 SHW SHERWIN WILLIAMS CO Basic Materials 3,520.0 $1.1M 0.12% NEW $324.02 -3.9%
173 HCA HCA HEALTHCARE INC Healthcare 2,435.0 $1.1M 0.12% NEW $466.86 -15.9%
174 MCO MOODYS CORP Financial Services 2,215.0 $1.1M 0.12% NEW $510.86 -11.7%
175 BABA ALIBABA GROUP HLDG LTD Consumer Cyclical 7,654.0 $1.1M 0.12% NEW $146.57 -11.7%
176 BMY BRISTOL-MYERS SQUIBB CO Healthcare 20,451.0 $1.1M 0.12% NEW $53.94 +7.6%
177 SCHW SCHWAB CHARLES CORP Financial Services 11,031.0 $1.1M 0.12% NEW $99.91 -10.5%
178 VGK VANGUARD INTL EQUITY INDEX F 13,140.0 $1.1M 0.12% NEW $83.61 +7.1%
179 KVUE KENVUE INC Consumer Defensive 63,374.0 $1.1M 0.12% NEW $17.25 +1.4%
180 PID INVESCO EXCHANGE TRADED FD T 49,427.0 $1.1M 0.12% NEW $22.00 +5.5%
Page 9 of 28  ·  544 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 43.2%
Financial Services 15.8%
Consumer Cyclical 11.2%
Industrials 9.4%
Communication Services 7.8%
Healthcare 6.0%
Consumer Defensive 2.5%
Energy 2.1%
Real Estate 0.9%
Utilities 0.7%