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Portfolio (Quarterly) Guide ↗

Institute for Wealth Management, LLC.

· CIK 0001533954
13F Portfolio $1.1B AUM 1,770 positions Filed Jul 28, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q1 2026 · All 1239 New 87 Added 269 Reduced 12 Exited
Page 87 of 89  ·  1,769 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1721 BROWN FORMAN CORP 9.0 $251.0 NEW $27.89
1722 CNXC CONCENTRIX CORP Technology 11.0 $247.0 NEW $22.45 +3.9%
1723 VRRM VERRA MOBILITY CORP Technology 53.0 $226.0 NEW $4.26 +7.9%
1724 EVF EATON VANCE SR INCOME TR Financial Services 43.0 $215.0 NEW $5.00 -0.2%
1725 RR RICHTECH ROBOTICS INC Industrials 100.0 $211.0 NEW $2.11 -18.5%
1726 XEROX HOLDINGS CORP 750.0 $207.0 NEW $0.28
1727 IX ORIX CORP Financial Services 5.0 $205.0 NEW $41.00 -2.1%
1728 IFLN INVESCO EXCH TRADED FD TR II 11.0 $202.0 NEW $18.36 -0.7%
1729 IDRV ISHARES TR 5.0 $191.0 NEW $38.20 -1.8%
1730 LALT FIRST TR EXCHNG TRADED FD VI 7.0 $169.0 NEW $24.14 +1.2%
1731 URNM SPROTT FDS TR 3.0 $158.0 NEW $52.67 +5.5%
1732 EUM PROSHARES TR 10.0 $155.0 NEW $15.50 +1.2%
1733 IAGG ISHARES TR 3.0 $152.0 NEW $50.67 -1.8%
1734 LYG LLOYDS BANKING GROUP PLC Financial Services 26.0 $151.0 NEW $5.81 +5.9%
1735 AVNS AVANOS MED INC Healthcare 5.0 $125.0 NEW $25.00 -0.0%
1736 INNIO NV 3.0 $119.0 NEW $39.67
1737 BB BLACKBERRY LTD Technology 9.0 $110.0 NEW $12.22 -28.6%
1738 BEEM BEAM GLOBAL Energy 80.0 $104.0 NEW $1.30 -12.3%
1739 PDS PRECISION DRILLING CORP Energy 1.0 $104.0 NEW $104.00 -14.8%
1740 EMBC EMBECTA CORP Healthcare 31.0 $102.0 NEW $3.29 +55.9%
Page 87 of 89  ·  1,769 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 46.9%
Financial Services 13.8%
Consumer Cyclical 10.0%
Industrials 9.5%
Communication Services 7.1%
Healthcare 6.0%
Consumer Defensive 2.4%
Energy 2.3%
Utilities 0.9%
Real Estate 0.7%