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Portfolio (Quarterly) Guide ↗

Institute for Wealth Management, LLC.

· CIK 0001533954
13F Portfolio $1.1B AUM 1,770 positions Filed Jul 28, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q1 2026 · All 1239 New 87 Added 269 Reduced 12 Exited
Page 77 of 89  ·  1,769 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1521 EATON VANCE TAX-MANAGED BUY- 220.0 $3K NEW $14.88
1522 OCGN OCUGEN INC Healthcare 2,100.0 $3K NEW $1.53 -12.4%
1523 MYGN MYRIAD GENETICS INC Healthcare 561.0 $3K NEW $5.71 -49.7%
1524 RIOT RIOT PLATFORMS INC Financial Services 116.0 $3K NEW $27.29 -30.7%
1525 AVEM AMERICAN CENTY ETF TR 33.0 $3K NEW $95.18 -3.3%
1526 TGTX TG THERAPEUTICS INC Healthcare 57.0 $3K NEW $55.00 -8.6%
1527 ASTS AST SPACEMOBILE INC Technology 35.0 $3K NEW $88.89 -24.5%
1528 AVDE AMERICAN CENTY ETF TR 35.0 $3K NEW $88.86 +4.9%
1529 CM CANADIAN IMPERIAL BANK OF CO Financial Services 27.0 $3K NEW $115.00 +5.8%
1530 LENNAR CORP 35.0 $3K NEW $88.71
1531 AEM AGNICO EAGLE MINES LTD Basic Materials 20.0 $3K NEW $155.15 +20.5%
1532 BUD ANHEUSER BUSCH INBEV SA NV Consumer Defensive 38.0 $3K NEW $81.42 -4.9%
1533 DXCM DEXCOM INC Healthcare 45.0 $3K NEW $67.36 +33.0%
1534 DRS LEONARDO DRS INC Industrials 71.0 $3K NEW $42.55 +4.0%
1535 FNF FIDELITY NATL FINL INC Financial Services 63.0 $3K NEW $47.17 +2.7%
1536 HLF HERBALIFE LTD Consumer Defensive 226.0 $3K NEW $13.15 -6.2%
1537 WDS WOODSIDE ENERGY GROUP LTD Energy 153.0 $3K NEW $19.32 +21.4%
1538 MIDD MIDDLEBY CORP Industrials 17.0 $3K NEW $172.06 -33.7%
1539 PFFA ETFIS SER TR I 141.0 $3K NEW $20.52 +2.3%
1540 ORN ORION GROUP HLDGS INC Industrials 170.0 $3K NEW $16.82 -43.2%
Page 77 of 89  ·  1,769 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 46.9%
Financial Services 13.8%
Consumer Cyclical 10.0%
Industrials 9.5%
Communication Services 7.1%
Healthcare 6.0%
Consumer Defensive 2.4%
Energy 2.3%
Utilities 0.9%
Real Estate 0.7%