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Portfolio (Quarterly) Guide ↗

Institute for Wealth Management, LLC.

· CIK 0001533954
13F Portfolio $1.1B AUM 1,770 positions Filed Jul 28, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q1 2026 · All 1239 New 87 Added 269 Reduced 12 Exited
Page 76 of 89  ·  1,769 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1501 WTS WATTS WATER TECHNOLOGIES INC Industrials 10.0 $4K NEW $379.10 +0.1%
1502 GSG ISHARES S&P GSCI COMMODITY- Financial Services 130.0 $4K NEW $28.60 +15.9%
1503 VBND ETF SER SOLUTIONS 85.0 $4K NEW $43.59 -1.5%
1504 PFXF VANECK ETF TRUST 206.0 $4K NEW $17.82 +1.1%
1505 TEVA TEVA PHARMACEUTICAL INDS LTD Healthcare 108.0 $4K NEW $33.89 +8.7%
1506 THNQ EXCHANGE TRADED CONCEPTS TRU 40.0 $4K NEW $91.22 +1.0%
1507 STM STMICROELECTRONICS N V Technology 48.0 $4K NEW $74.90 -28.9%
1508 TR TOOTSIE ROLL INDS INC Consumer Defensive 90.0 $4K NEW $39.56 +2.2%
1509 INDA ISHARES TR 71.0 $4K NEW $49.39 +0.3%
1510 SPIT RBB FD INC 100.0 $3K NEW $34.93 -2.0%
1511 FRVO FERVO ENERGY CO 119.0 $3K NEW $29.24 -38.0%
1512 XTN SPDR SERIES TRUST 30.0 $3K NEW $115.67 -5.1%
1513 CC CHEMOURS CO Basic Materials 169.0 $3K NEW $20.52 -26.0%
1514 SFL SFL CORPORATION LTD Industrials 339.0 $3K NEW $10.20 +22.0%
1515 ATLANTA BRAVES HLDGS INC 66.0 $3K NEW $51.91
1516 ISHARES TR 88.0 $3K NEW $38.88
1517 SKYY FIRST TR EXCHANGE-TRADED FD 25.0 $3K NEW $134.56 +21.4%
1518 CMBS ISHARES TR 68.0 $3K NEW $48.66 -0.9%
1519 PSEC PROSPECT CAP CORP Financial Services 1,424.0 $3K NEW $2.31 -3.5%
1520 PCF HIGH INCOME SECS FD Financial Services 600.0 $3K NEW $5.47 -0.8%
Page 76 of 89  ·  1,769 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 46.9%
Financial Services 13.8%
Consumer Cyclical 10.0%
Industrials 9.5%
Communication Services 7.1%
Healthcare 6.0%
Consumer Defensive 2.4%
Energy 2.3%
Utilities 0.9%
Real Estate 0.7%