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Portfolio (Quarterly) Guide ↗

Institute for Wealth Management, LLC.

· CIK 0001533954
13F Portfolio $1.1B AUM 1,770 positions Filed Jul 28, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q1 2026 · All 1239 New 87 Added 269 Reduced 12 Exited
Page 74 of 89  ·  1,769 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1461 GGZ GABELLI GLOBAL SMALL & MID C Financial Services 298.0 $5K NEW $16.26 +4.2%
1462 QSIG WISDOMTREE TR 100.0 $5K NEW $48.33 -0.2%
1463 IUSB ISHARES TR 103.0 $5K NEW $46.16 -1.7%
1464 EDOG ALPS ETF TR 200.0 $5K NEW $23.75 +4.0%
1465 XRX XEROX HOLDINGS CORP Technology 1,500.0 $5K NEW $3.13 -4.0%
1466 OKEANIS ECO TANKERS COR 93.0 $5K NEW $49.92
1467 AMERICA MOVIL SAB DE CV 177.0 $5K NEW $26.02
1468 FCVT FIRST TR EXCHANGE-TRADED FD 85.0 $5K NEW $53.78 -5.8%
1469 QIG WISDOMTREE TR 100.0 $4K NEW $44.37 -1.9%
1470 GAMESTOP CORP 198.0 $4K NEW $22.08
1471 OSW ONESPAWORLD HOLDINGS LIMITED Consumer Cyclical 151.0 $4K NEW $28.30 -6.0%
1472 NAT NORDIC AMERICAN TANKERS LIMI Industrials 771.0 $4K NEW $5.54 +22.9%
1473 WNC WABASH NATL CORP Industrials 316.0 $4K NEW $13.51 -9.2%
1474 SBIO ALPS ETF TR 66.0 $4K NEW $64.65 +5.0%
1475 DIVD EA SERIES TRUST 100.0 $4K NEW $42.54 +6.1%
1476 ORA ORMAT TECHNOLOGIES INC Utilities 39.0 $4K NEW $108.92 +2.3%
1477 WGO WINNEBAGO INDS INC Consumer Cyclical 135.0 $4K NEW $31.24 +1.2%
1478 SPTM SPDR SERIES TRUST 46.0 $4K NEW $90.80 +2.7%
1479 FALN ISHARES TR 152.0 $4K NEW $27.31 -1.2%
1480 VICI VICI PPTYS INC Real Estate 156.0 $4K NEW $26.55 -1.2%
Page 74 of 89  ·  1,769 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 46.9%
Financial Services 13.8%
Consumer Cyclical 10.0%
Industrials 9.5%
Communication Services 7.1%
Healthcare 6.0%
Consumer Defensive 2.4%
Energy 2.3%
Utilities 0.9%
Real Estate 0.7%