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Portfolio (Quarterly) Guide ↗

Institute for Wealth Management, LLC.

· CIK 0001533954
13F Portfolio $1.1B AUM 1,770 positions Filed Jul 28, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q1 2026 · All 1239 New 87 Added 269 Reduced 12 Exited
Page 69 of 89  ·  1,769 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1361 BEN FRANKLIN RESOURCES INC Financial Services 241.0 $8K 0.00% NEW $33.28 +2.1%
1362 FLJP FRANKLIN TEMPLETON ETF TR 200.0 $8K 0.00% NEW $39.75 +2.2%
1363 PALLADYNE AI CORP 1,303.0 $8K 0.00% NEW $6.08
1364 IAG IAMGOLD CORP Basic Materials 500.0 $8K 0.00% NEW $15.84 +14.8%
1365 AEE AMEREN CORP Utilities 70.0 $8K 0.00% NEW $113.04 -3.0%
1366 PZA INVESCO EXCH TRADED FD TR II 335.0 $8K 0.00% NEW $23.52 -2.9%
1367 LW LAMB WESTON HLDGS INC Consumer Defensive 182.0 $8K 0.00% -8K -97.9% $43.17 +20.4%
1368 BAH BOOZ ALLEN HAMILTON HLDG COR Industrials 129.0 $8K 0.00% NEW $60.67 +24.9%
1369 PTL NORTHERN LTS FD TR IV 27.0 $8K 0.00% NEW $289.56 -1.4%
1370 BITC BITWISE FUNDS TRUST 215.0 $8K 0.00% NEW $36.30 -2.3%
1371 CPA COPA HOLDINGS SA Industrials 50.0 $8K 0.00% NEW $155.58 -16.8%
1372 RISN NORTHERN LTS FD TR IV 253.0 $8K 0.00% NEW $30.72 +2.2%
1373 BLES NORTHERN LTS FD TR IV 162.0 $8K 0.00% NEW $47.80 +3.5%
1374 BIPC BROOKFIELD INFRASTRUCTURE CO Utilities 201.0 $8K 0.00% NEW $38.50 +1.3%
1375 BARON ETF TR 310.0 $8K 0.00% NEW $24.93
1376 MCHP MICROCHIP TECHNOLOGY INC. Technology 84.0 $8K 0.00% NEW $91.20 -14.3%
1377 IGIB ISHARES TR 144.0 $8K 0.00% NEW $53.17 -1.9%
1378 HSBC HSBC HLDGS PLC Financial Services 80.0 $8K 0.00% NEW $95.10 +8.5%
1379 BST BLACKROCK SCIENCE & TECHNOLO Financial Services 150.0 $8K 0.00% NEW $50.71 -2.5%
1380 BBAG J P MORGAN EXCHANGE TRADED F 165.0 $8K 0.00% NEW $45.95 -1.8%
Page 69 of 89  ·  1,769 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 46.9%
Financial Services 13.8%
Consumer Cyclical 10.0%
Industrials 9.5%
Communication Services 7.1%
Healthcare 6.0%
Consumer Defensive 2.4%
Energy 2.3%
Utilities 0.9%
Real Estate 0.7%