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Portfolio (Quarterly) Guide ↗

Institute for Wealth Management, LLC.

· CIK 0001533954
13F Portfolio $1.1B AUM 1,770 positions Filed Jul 28, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q1 2026 · All 1239 New 87 Added 269 Reduced 12 Exited
Page 66 of 89  ·  1,769 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1301 BGC BGC GROUP INC Financial Services 1,000.0 $11K 0.00% NEW $10.69 +3.6%
1302 IYH ISHARES TR 159.0 $11K 0.00% NEW $67.01 +7.0%
1303 CGIC CAPITAL GROUP INTERNATIONAL 292.0 $11K 0.00% NEW $36.41 +0.3%
1304 VTRS VIATRIS INC Healthcare 668.0 $11K 0.00% NEW $15.88 +1.8%
1305 KMX CARMAX INC Consumer Cyclical 200.0 $11K 0.00% NEW $52.89 +8.5%
1306 EOT EATON VANCE NATL MUN OPPORT Financial Services 600.0 $11K 0.00% NEW $17.62 -0.7%
1307 CDW CDW CORP Technology 75.0 $11K 0.00% NEW $140.64 -4.0%
1308 ASH ASHLAND INC Basic Materials 160.0 $11K 0.00% NEW $65.89 +11.7%
1309 GLV CLOUGH GLOBAL DIVID & INCOME Financial Services 1,586.0 $11K 0.00% NEW $6.64 -6.4%
1310 ISMD NORTHERN LTS FD TR IV 208.0 $10K 0.00% NEW $50.08 -0.8%
1311 CAGE CALAMOS ETF TR 374.0 $10K 0.00% NEW $27.71 +4.4%
1312 ATAIBECKLEY INC 1,960.0 $10K 0.00% NEW $5.27
1313 OUSM ALPS ETF TR 217.0 $10K 0.00% NEW $47.52 +4.8%
1314 BR BROADRIDGE FINL SOLUTIONS IN Technology 75.0 $10K 0.00% NEW $136.96 +24.0%
1315 FDLS NORTHERN LTS FD TR IV 237.0 $10K 0.00% NEW $42.28 +2.6%
1316 ARM ARM HOLDINGS PLC Technology 28.0 $10K 0.00% NEW $354.57 -28.6%
1317 IOT SAMSARA INC Technology 305.0 $10K 0.00% NEW $32.43 +22.0%
1318 BK BANK OF NY MELLON CORP Financial Services 68.0 $10K 0.00% NEW $144.10 -0.2%
1319 MHK MOHAWK INDS INC Consumer Cyclical 80.0 $10K 0.00% NEW $121.34 +9.5%
1320 FPE FIRST TR EXCH TRADED FD III 541.0 $10K 0.00% NEW $17.89 -1.0%
Page 66 of 89  ·  1,769 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 46.9%
Financial Services 13.8%
Consumer Cyclical 10.0%
Industrials 9.5%
Communication Services 7.1%
Healthcare 6.0%
Consumer Defensive 2.4%
Energy 2.3%
Utilities 0.9%
Real Estate 0.7%