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Portfolio (Quarterly) Guide ↗

Institute for Wealth Management, LLC.

· CIK 0001533954
13F Portfolio $1.1B AUM 1,770 positions Filed Jul 28, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q1 2026 · All 1239 New 87 Added 269 Reduced 12 Exited
Page 65 of 89  ·  1,769 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1281 FSLY FASTLY INC Technology 642.0 $12K 0.00% NEW $18.36 +44.8%
1282 FTA FIRST TR EXCHANGE-TRADED ALP 121.0 $12K 0.00% NEW $96.80 +6.9%
1283 PINNACLE FINL PARTNERS INC 116.0 $12K 0.00% NEW $100.89
1284 RAVI FLEXSHARES TR 155.0 $12K 0.00% NEW $75.42 -0.1%
1285 CR CRANE COMPANY Industrials 52.0 $12K 0.00% NEW $223.08 -3.6%
1286 EIPI FIRST TR EXCHNG TRADED FD VI 528.0 $12K 0.00% NEW $21.84 +5.1%
1287 RCAT RED CAT HLDGS INC Technology 1,083.0 $12K 0.00% NEW $10.65 -4.2%
1288 SIRI SIRIUSXM HOLDINGS INC Communication Services 390.0 $12K 0.00% NEW $29.54 -3.1%
1289 CVNA CARVANA CO Consumer Cyclical 175.0 $12K 0.00% NEW $65.82 -1.3%
1290 COOPER COS INC 160.0 $11K 0.00% NEW $71.71
1291 PODD INSULET CORP Healthcare 75.0 $11K 0.00% NEW $152.25 -2.8%
1292 VWOB VANGUARD WHITEHALL FDS 169.0 $11K 0.00% NEW $67.44 -2.4%
1293 MORN MORNINGSTAR INC Financial Services 73.0 $11K 0.00% NEW $156.03 +33.8%
1294 VBF INVESCO BD FD Financial Services 750.0 $11K 0.00% NEW $15.16 -3.6%
1295 GRAL GRAIL INC Healthcare 166.0 $11K 0.00% NEW $68.27 +3.8%
1296 APTIV PLC 179.0 $11K 0.00% NEW $61.39
1297 FIRST HAWAIIAN INC 372.0 $11K 0.00% NEW $29.30
1298 MUFG MITSUBISHI UFJ FINANCIAL GRO Financial Services 548.0 $11K 0.00% NEW $19.89 +14.2%
1299 OCCIDENTAL PETE CORP 406.0 $11K 0.00% NEW $26.63
1300 TCOM TRIP COM GROUP LTD Consumer Cyclical 270.0 $11K 0.00% NEW $39.84 +11.8%
Page 65 of 89  ·  1,769 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 46.9%
Financial Services 13.8%
Consumer Cyclical 10.0%
Industrials 9.5%
Communication Services 7.1%
Healthcare 6.0%
Consumer Defensive 2.4%
Energy 2.3%
Utilities 0.9%
Real Estate 0.7%