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Portfolio (Quarterly) Guide ↗

Institute for Wealth Management, LLC.

· CIK 0001533954
13F Portfolio $1.1B AUM 1,770 positions Filed Jul 28, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q1 2026 · All 1239 New 87 Added 269 Reduced 12 Exited
Page 62 of 89  ·  1,769 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1221 RACE FERRARI N V Consumer Cyclical 40.0 $15K 0.00% NEW $372.30 +14.2%
1222 ROP ROPER TECHNOLOGIES INC Industrials 44.0 $15K 0.00% NEW $338.41 +20.6%
1223 TNL TRAVEL PLUS LEISURE CO Consumer Cyclical 194.0 $15K 0.00% NEW $76.43 -4.5%
1224 ATO ATMOS ENERGY CORP Utilities 86.0 $15K 0.00% NEW $172.28 -0.6%
1225 NWSA NEWS CORP NEW Communication Services 595.0 $15K 0.00% NEW $24.83 +17.8%
1226 BGY BLACKROCK ENHANCED INTL DIV Financial Services 2,550.0 $15K 0.00% NEW $5.74 +0.3%
1227 UAMY UNITED STATES ANTIMONY CORP Basic Materials 2,000.0 $15K 0.00% NEW $7.26 -23.6%
1228 FNGS BANK MONTREAL MEDIUM Financial Services 200.0 $15K 0.00% NEW $72.58 +8.8%
1229 ICF ISHARES TR 213.0 $14K 0.00% NEW $67.66 +1.4%
1230 GSL GLOBAL SHIP LEASE INC Industrials 383.0 $14K 0.00% NEW $37.56 +16.3%
1231 INVH INVITATION HOMES INC Real Estate 476.0 $14K 0.00% NEW $30.21 +0.1%
1232 PDX PIMCO DYNAMIC INCOME STRATEG Financial Services 675.0 $14K 0.00% NEW $20.82 +5.0%
1233 RYANAIR HOLDINGS PLC 217.0 $14K 0.00% NEW $64.75
1234 XSLV INVESCO EXCH TRADED FD TR II 267.0 $14K 0.00% NEW $52.38 +1.0%
1235 MHH MASTECH HLDGS INC Industrials 1,800.0 $14K 0.00% NEW $7.73 -4.3%
1236 REXC SPROTT FDS TR 705.0 $14K 0.00% NEW $19.71 -6.8%
1237 TMP TOMPKINS FINL CORP Financial Services 147.0 $14K 0.00% NEW $94.52 +2.7%
1238 FDM FIRST TR EXCHANGE-TRADED FD 149.0 $14K 0.00% NEW $93.11 -0.2%
1239 USHY ISHARES TR 374.0 $14K 0.00% NEW $37.02 -0.6%
1240 AUR AURORA INNOVATION INC Technology 2,029.0 $14K 0.00% NEW $6.82 -10.0%
Page 62 of 89  ·  1,769 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 46.9%
Financial Services 13.8%
Consumer Cyclical 10.0%
Industrials 9.5%
Communication Services 7.1%
Healthcare 6.0%
Consumer Defensive 2.4%
Energy 2.3%
Utilities 0.9%
Real Estate 0.7%