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Portfolio (Quarterly) Guide ↗

Institute for Wealth Management, LLC.

· CIK 0001533954
13F Portfolio $1.1B AUM 1,770 positions Filed Jul 28, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q1 2026 · All 1239 New 87 Added 269 Reduced 12 Exited
Page 56 of 89  ·  1,769 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1101 RIVN RIVIAN AUTOMOTIVE INC Consumer Cyclical 1,280.0 $22K 0.00% NEW $17.35 -2.2%
1102 HSY HERSHEY CO Consumer Defensive 126.0 $22K 0.00% NEW $175.45 +6.3%
1103 GXO GXO LOGISTICS INCORPORATED Industrials 436.0 $22K 0.00% NEW $50.70 -9.8%
1104 VSNT VERSANT MEDIA GROUP INC Industrials 613.0 $22K 0.00% NEW $36.02 +7.6%
1105 MAIN MAIN STR CAP CORP Financial Services 425.0 $22K 0.00% NEW $51.88 +12.4%
1106 BTZ BLACKROCK CR ALLOCATION Financial Services 2,150.0 $22K 0.00% NEW $10.22 -0.7%
1107 NUVEEN CR STRATEGIES INCOME 4,510.0 $22K 0.00% NEW $4.86
1108 DBX DROPBOX INC Technology 797.0 $22K 0.00% NEW $27.47 +25.5%
1109 NOV NOV INC Energy 1,175.0 $22K 0.00% -32K -96.4% $18.55 +10.1%
1110 UHT UNIVERSAL HEALTH RLTY INCOME Real Estate 489.0 $21K 0.00% NEW $43.90 -6.1%
1111 NGG NATIONAL GRID PLC Utilities 259.0 $21K 0.00% NEW $82.87 -3.8%
1112 TDG TRANSDIGM GROUP INC Industrials 16.0 $21K 0.00% NEW $1332.06 -9.9%
1113 BKLN INVESCO EXCH TRADED FD TR II 1,045.0 $21K 0.00% NEW $20.37 +1.1%
1114 OZK BANK OZK LITTLE ROCK ARK Financial Services 408.0 $21K 0.00% NEW $52.08 -5.1%
1115 INSM INSMED INC Healthcare 199.0 $21K 0.00% NEW $106.62 +18.0%
1116 CEG CONSTELLATION ENERGY CORP Utilities 85.0 $21K 0.00% NEW $248.40 +9.9%
1117 UMI USCF ETF TR 357.0 $21K 0.00% NEW $58.84 +3.8%
1118 DRTS ALPHA TAU MEDICAL LTD Healthcare 1,668.0 $21K 0.00% NEW $12.58 +18.6%
1119 DGS WISDOMTREE TR 323.0 $21K 0.00% NEW $64.71 -2.1%
1120 IQDG WISDOMTREE TR 485.0 $21K 0.00% NEW $43.08 +3.8%
Page 56 of 89  ·  1,769 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 47.3%
Financial Services 13.7%
Consumer Cyclical 10.0%
Industrials 9.6%
Communication Services 6.5%
Healthcare 6.1%
Consumer Defensive 2.4%
Energy 2.3%
Utilities 0.9%
Real Estate 0.7%