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Portfolio (Quarterly) Guide ↗

Institute for Wealth Management, LLC.

· CIK 0001533954
13F Portfolio $1.1B AUM 1,770 positions Filed Jul 28, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q1 2026 · All 1239 New 87 Added 269 Reduced 12 Exited
Page 55 of 89  ·  1,769 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1081 PDT HANCOCK JOHN PREM DIVID FD Financial Services 1,790.0 $23K 0.00% NEW $12.95 -2.7%
1082 TEX TEREX CORP NEW Industrials 318.0 $23K 0.00% NEW $72.29 -8.0%
1083 PAA PLAINS ALL AMERN PIPELINE L Energy 1,033.0 $23K 0.00% NEW $22.25 +10.6%
1084 NATWEST GROUP PLC 1,300.0 $23K 0.00% NEW $17.63
1085 MTZ MASTEC INC Industrials 55.0 $23K 0.00% NEW $416.07 -36.0%
1086 ARWR ARROWHEAD PHARMACEUTICALS IN Healthcare 280.0 $23K 0.00% NEW $81.42 +7.0%
1087 CHI CALAMOS CONV OPPORTUNITIES & Financial Services 1,695.0 $23K 0.00% -58K -97.1% $13.44 -3.6%
1088 ANIP ANI PHARMACEUTICALS INC Healthcare 275.0 $23K 0.00% NEW $82.78 -9.0%
1089 PEZ INVESCO EXCHANGE TRADED FD T 220.0 $23K 0.00% NEW $103.44 -4.4%
1090 AGYS AGILYSYS INC Technology 217.0 $23K 0.00% NEW $104.50 +8.9%
1091 SPMO INVESCO EXCH TRADED FD TR II 140.0 $23K 0.00% NEW $161.90 -8.1%
1092 IUSG ISHARES TR 120.0 $23K 0.00% NEW $188.09 +0.9%
1093 CNM CORE & MAIN INC Industrials 466.0 $22K 0.00% NEW $48.25 -7.0%
1094 NUHY NUSHARES ETF TR 1,048.0 $22K 0.00% NEW $21.44 -0.7%
1095 CHRW C H ROBINSON WORLDWIDE IN Industrials 119.0 $22K 0.00% NEW $188.34 -24.8%
1096 OUSA ALPS ETF TR 384.0 $22K 0.00% NEW $58.33 +6.6%
1097 GTN GRAY MEDIA INC Communication Services 5,630.0 $22K 0.00% NEW $3.97 +24.4%
1098 ILF ISHARES TR 662.0 $22K 0.00% NEW $33.75 +2.8%
1099 STE STERIS PLC Healthcare 106.0 $22K 0.00% NEW $210.58 +13.0%
1100 AJG GALLAGHER ARTHUR J & CO Financial Services 97.0 $22K 0.00% NEW $229.89 +14.8%
Page 55 of 89  ·  1,769 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 47.3%
Financial Services 13.7%
Consumer Cyclical 10.0%
Industrials 9.6%
Communication Services 6.5%
Healthcare 6.1%
Consumer Defensive 2.4%
Energy 2.3%
Utilities 0.9%
Real Estate 0.7%