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Portfolio (Quarterly) Guide ↗

Institute for Wealth Management, LLC.

· CIK 0001533954
13F Portfolio $1.1B AUM 1,770 positions Filed Jul 28, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q1 2026 · All 1239 New 87 Added 269 Reduced 12 Exited
Page 53 of 89  ·  1,769 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1041 DEM WISDOMTREE TR 505.0 $27K 0.00% NEW $53.79 +2.4%
1042 VIRTUS CONVERTIBLE & INCOME 1,529.0 $27K 0.00% NEW $17.59
1043 PENN PENN ENTERTAINMENT INC Consumer Cyclical 1,256.0 $27K 0.00% NEW $21.36 -12.7%
1044 IAU ISHARES GOLD TR Financial Services 355.0 $27K 0.00% NEW $75.51 +14.9%
1045 ROKU ROKU INC Communication Services 193.0 $27K 0.00% NEW $138.15 +14.0%
1046 ENTG ENTEGRIS INC Technology 148.0 $27K 0.00% NEW $179.86 -20.1%
1047 BARON ETF TR 1,000.0 $26K 0.00% NEW $26.44
1048 RTO RENTOKIL INITIAL PLC Industrials 923.0 $26K 0.00% NEW $28.61 -17.3%
1049 KTOS KRATOS DEFENSE & SEC SOLUTIO Industrials 526.0 $26K 0.00% NEW $49.86 +14.7%
1050 IGI WESTERN ASSET INVT GRADE OPP Financial Services 1,625.0 $26K 0.00% NEW $16.11 -0.9%
1051 CPB THE CAMPBELLS COMPANY Consumer Defensive 1,174.0 $26K 0.00% NEW $22.27 +7.5%
1052 FBP FIRST BANCORP CORPORATION Financial Services 998.0 $26K 0.00% NEW $26.08 +9.4%
1053 CBRE CBRE GROUP INC Real Estate 191.0 $26K 0.00% NEW $134.69 +12.9%
1054 ETHW BITWISE ETHEREUM ETF Financial Services 2,279.0 $26K 0.00% NEW $11.28 +53.0%
1055 CFG CITIZENS FINL GROUP INC Financial Services 366.0 $26K 0.00% NEW $70.07 -0.3%
1056 BROS DUTCH BROS INC Consumer Cyclical 357.0 $26K 0.00% NEW $71.81 -30.6%
1057 EME EMCOR GROUP INC Industrials 31.0 $25K 0.00% NEW $820.13 -5.3%
1058 QSR RESTAURANT BRANDS INTL INC Consumer Cyclical 350.0 $25K 0.00% NEW $72.51 +11.5%
1059 WFRD WEATHERFORD INTL PLC Energy 311.0 $25K 0.00% NEW $81.59 +10.9%
1060 INSTALLED BLDG PRODS INC 110.0 $25K 0.00% NEW $229.85
Page 53 of 89  ·  1,769 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 47.3%
Financial Services 13.7%
Consumer Cyclical 10.0%
Industrials 9.6%
Communication Services 6.5%
Healthcare 6.1%
Consumer Defensive 2.4%
Energy 2.3%
Utilities 0.9%
Real Estate 0.7%