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Portfolio (Quarterly) Guide ↗

Institute for Wealth Management, LLC.

· CIK 0001533954
13F Portfolio $1.1B AUM 1,770 positions Filed Jul 28, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q1 2026 · All 1239 New 87 Added 269 Reduced 12 Exited
Page 39 of 89  ·  1,769 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
761 RBLD FIRST TR EXCHANGE-TRADED FD 855.0 $77K 0.01% NEW $90.00 -2.4%
762 RWK INVESCO EXCH TRADED FD TR II 525.0 $77K 0.01% NEW $146.26 +2.3%
763 FITE SPDR SERIES TRUST 682.0 $77K 0.01% NEW $112.37 +1.5%
764 CLS CELESTICA INC Technology 210.0 $77K 0.01% NEW $364.80 -17.4%
765 BDX BECTON DICKINSON & CO Healthcare 505.0 $76K 0.01% NEW $151.29 +24.0%
766 ARCC ARES CAPITAL CORP Financial Services 4,055.0 $75K 0.01% NEW $18.53 +6.9%
767 AGGY WISDOMTREE TR 1,721.0 $75K 0.01% -3K -66.8% $43.48 -1.3%
768 EIM EATON VANCE MUN BD FD Financial Services 7,500.0 $75K 0.01% NEW $9.96 -3.5%
769 MLPX GLOBAL X FDS 1,000.0 $74K 0.01% NEW $73.66 +1.8%
770 KR KROGER CO Consumer Defensive 1,322.0 $73K 0.01% NEW $55.53 +1.3%
771 FUND SPROTT FOCUS TR INC Financial Services 7,723.0 $73K 0.01% NEW $9.48 +12.5%
772 MCHI ISHARES TR 1,428.0 $73K 0.01% NEW $51.01 +8.6%
773 AA ALCOA CORP Basic Materials 1,391.0 $73K 0.01% NEW $52.14 -1.2%
774 NDAQ NASDAQ INC Financial Services 920.0 $73K 0.01% NEW $78.82 +22.2%
775 BARON ETF TR 2,965.0 $72K 0.01% NEW $24.40
776 MT ARCELORMITTAL SA LUXEMBOURG Basic Materials 1,200.0 $72K 0.01% NEW $60.22 +23.9%
777 DBA INVESCO DB MULTI-SECTOR COMM Financial Services 2,670.0 $71K 0.01% NEW $26.67 +6.1%
778 TXT TEXTRON INC Industrials 776.0 $71K 0.01% NEW $91.73 -5.9%
779 INDY ISHARES TR 1,631.0 $71K 0.01% NEW $43.45 -0.0%
780 ETG EATON VANCE TX ADV GLBL DIV Financial Services 3,007.0 $71K 0.01% NEW $23.54 +2.0%
Page 39 of 89  ·  1,769 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 46.9%
Financial Services 13.8%
Consumer Cyclical 10.0%
Industrials 9.5%
Communication Services 7.1%
Healthcare 6.0%
Consumer Defensive 2.4%
Energy 2.3%
Utilities 0.9%
Real Estate 0.7%