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Portfolio (Quarterly) Guide ↗

Institute for Wealth Management, LLC.

· CIK 0001533954
13F Portfolio $1.1B AUM 1,770 positions Filed Jul 28, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q1 2026 · All 1239 New 87 Added 269 Reduced 12 Exited
Page 37 of 89  ·  1,769 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
721 RDVY FIRST TR EXCHANGE TRADED FD 1,067.0 $86K 0.01% NEW $81.03 +1.5%
722 PINS PINTEREST INC Communication Services 4,106.0 $86K 0.01% NEW $21.03 +11.2%
723 STEW SRH TOTAL RETURN FUND INC Financial Services 4,802.0 $86K 0.01% NEW $17.90 +3.4%
724 XPH SPDR SERIES TRUST 1,297.0 $86K 0.01% NEW $66.27 +11.8%
725 RVT ROYCE SMALL CAP TRUST INC Financial Services 4,647.0 $86K 0.01% NEW $18.47 +1.9%
726 PPA INVESCO EXCHANGE TRADED FD T 483.0 $85K 0.01% NEW $176.65 +1.6%
727 UNILEVER PLC 1,417.0 $85K 0.01% NEW $60.12
728 SITE SITEONE LANDSCAPE SUPPLY INC Industrials 742.0 $85K 0.01% NEW $114.41 -14.3%
729 RFI COHEN & STEERS TOTAL RETURN Financial Services 7,485.0 $85K 0.01% NEW $11.32 +1.8%
730 SONY SONY GROUP CORP Technology 4,212.0 $84K 0.01% NEW $20.06 +17.1%
731 PEG PUBLIC SVC ENTERPRISE GROUP Utilities 1,039.0 $84K 0.01% NEW $81.16 -7.2%
732 TLT ISHARES TR 976.0 $84K 0.01% NEW $86.38 -3.9%
733 XTL SPDR SERIES TRUST 370.0 $84K 0.01% NEW $227.49 -6.0%
734 J P MORGAN EXCHANGE TRADED F 1,652.0 $84K 0.01% NEW $50.56
735 CWS ADVISORSHARES TR 1,224.0 $83K 0.01% NEW $68.19 +7.0%
736 EFAX SPDR INDEX SHS FDS 1,533.0 $83K 0.01% NEW $54.12 +2.9%
737 VGIT VANGUARD SCOTTSDALE FDS 1,400.0 $83K 0.01% NEW $58.98 -0.7%
738 VLTO VERALTO CORP Industrials 930.0 $82K 0.01% NEW $88.68 +12.9%
739 ETSY INC 1,091.0 $82K 0.01% NEW $75.33
740 OLED UNIVERSAL DISPLAY CORP Technology 947.0 $82K 0.01% NEW $86.59 -0.1%
Page 37 of 89  ·  1,769 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 46.9%
Financial Services 13.8%
Consumer Cyclical 10.0%
Industrials 9.5%
Communication Services 7.1%
Healthcare 6.0%
Consumer Defensive 2.4%
Energy 2.3%
Utilities 0.9%
Real Estate 0.7%