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Portfolio (Quarterly) Guide ↗

Institute for Wealth Management, LLC.

· CIK 0001533954
13F Portfolio $1.1B AUM 1,770 positions Filed Jul 28, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q1 2026 · All 1239 New 87 Added 269 Reduced 12 Exited
Page 34 of 89  ·  1,769 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
661 SBS COMPANHIA DE SANEAMENTO BASI Utilities 18,530.0 $107K 0.01% NEW $5.78 -20.9%
662 EEMV ISHARES INC 1,416.0 $107K 0.01% NEW $75.30 -0.7%
663 GRID FIRST TR EXCHANGE-TRADED FD 555.0 $106K 0.01% NEW $191.70 -4.7%
664 XOVR ENTREPRENEURSHARES SERIES TR 5,050.0 $106K 0.01% NEW $21.05 -3.9%
665 NVT NVENT ELEC PLC Industrials 625.0 $106K 0.01% NEW $169.61 -7.5%
666 JEF JEFFERIES FINANCIAL GROUP IN Financial Services 2,119.0 $106K 0.01% NEW $49.98 +7.1%
667 FTV FORTIVE CORP Technology 1,733.0 $106K 0.01% NEW $61.07 -3.6%
668 MUNI PIMCO ETF TR 2,000.0 $105K 0.01% NEW $52.60 -1.5%
669 PDI PIMCO DYNAMIC INCOME FD Financial Services 6,294.0 $105K 0.01% NEW $16.70 -9.0%
670 ETY EATON VANCE TAX-MANAGED DIVE Financial Services 7,215.0 $105K 0.01% NEW $14.54 -0.4%
671 DSI ISHARES TR 735.0 $105K 0.01% NEW $142.39 +2.9%
672 SCZ ISHARES TR 1,262.0 $104K 0.01% NEW $82.27 +4.7%
673 EWP ISHARES INC 1,745.0 $104K 0.01% NEW $59.39 +5.0%
674 TTWO TAKE-TWO INTERACTIVE SOFTWAR Communication Services 412.0 $103K 0.01% NEW $250.27 -5.3%
675 MTSI MACOM TECH SOLUTIONS HLDGS I Technology 271.0 $103K 0.01% NEW $380.37 -29.0%
676 YUMC YUM CHINA HLDGS INC Consumer Cyclical 2,517.0 $103K 0.01% NEW $40.87 +16.4%
677 EATON VANCE TAX-ADVANTAGED G 3,329.0 $103K 0.01% NEW $30.87
678 LVHD LEGG MASON ETF INVT 2,312.0 $102K 0.01% NEW $44.01 +1.8%
679 ZTS ZOETIS INC Healthcare 1,413.0 $102K 0.01% NEW $71.86 +6.7%
680 HYD VANECK ETF TRUST 1,969.0 $101K 0.01% NEW $51.51 -2.4%
Page 34 of 89  ·  1,769 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 46.9%
Financial Services 13.8%
Consumer Cyclical 10.0%
Industrials 9.5%
Communication Services 7.1%
Healthcare 6.0%
Consumer Defensive 2.4%
Energy 2.3%
Utilities 0.9%
Real Estate 0.7%