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Portfolio (Quarterly) Guide ↗

Institute for Wealth Management, LLC.

· CIK 0001533954
13F Portfolio $944M AUM 544 positions Filed Jan 27, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 544 New
Page 28 of 28  ·  544 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
541 ORCL PUT ORACLE CORP Technology 200.0 $39K 0.00% NEW $194.91 -0.3%
542 RC READY CAPITAL CORP Real Estate 16,762.0 $37K 0.00% NEW $2.18 -17.0%
543 CRWS CROWN CRAFTS INC Consumer Cyclical 10,000.0 $28K 0.00% NEW $2.77 +1.8%
544 STRIVE INC 35,000.0 $26K 0.00% NEW $0.74
Page 28 of 28  ·  544 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 43.2%
Financial Services 15.8%
Consumer Cyclical 11.2%
Industrials 9.4%
Communication Services 7.8%
Healthcare 6.0%
Consumer Defensive 2.5%
Energy 2.1%
Real Estate 0.9%
Utilities 0.7%